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7 Nov 2022, 8:38 am by Paul Pryzant and Matthew Simmons
M&A attorneys representing buyers, and their private equity and strategic clients, have long felt comfortable that the courts would uphold restrictive covenants in an acquisition. [read post]
28 Dec 2010, 10:41 am by Keith Griffin
Segner Jr. - charged the broker/dealers of failing to uphold their fiduciary obligations when selling a series of Provident Royalties LLC private placements. [read post]
9 Jul 2020, 6:15 am by SCOTUSblog
The Supreme Court’s recent decision in Seila Law LLC v. [read post]
12 Mar 2018, 3:00 am by Biglaw Investor
The relationship is explained in the Private Placement Memorandum. [read post]
10 Nov 2019, 4:38 pm by INFORRM
On 4 November 2019 Saini J heard an application in the case of ABC v Google LLC. [read post]
8 Feb 2017, 3:09 am by Dennis Crouch
Greene’s Energy Group, LLC, et al., No. 16-712 (“Whether inter partes review … violates the Constitution by extinguishing private property rights through a non-Article III forum without a jury. [read post]
2 Mar 2007, 3:21 am
Summaries are prepared by Law Librarians and are not official statements of the Wyoming Supreme Court.Case Name: Pine Bar Ranch, LLC and Torrey, Torrey and Torrey v. [read post]
11 Jun 2008, 4:21 pm
My work suggests that hedge funds' uncorporate structure - that is, use of typical limited partnership and LLC governance devices - is a big part of the answer. [read post]
31 Jan 2018, 4:52 am by Steve Dickinson
In one instance, we provided MOFCOM with an organization chart showing nearly 75 owners of an LLC (including many private equity funds) but ended up convincing it not to require our client disclose the names of these nearly 75 owners, as originally requested. [read post]
22 Jun 2010, 5:00 am by Doug Cornelius
Fora private fund, you will need to take a look at Rule 206(4)-8 because it lays out some additional fraud prohibitions for investment advisers to private investment funds. [read post]
1 Apr 2010, 8:17 pm by Hedge Fund Attorney
Location: New York, NY April 14-15 Sponsor: IQPC Event: Private Equity Southeast Asia Summit 2010 Location: Singapore April 15 Sponsor: Buyouts Conferences Event: Buyouts West 2010 Location: San Francisco, CA April 18-20 Sponsor: Marcus Evans Event: Foundations & Endowments Investment Summit Location: New York, NY April 19 Sponsor: Catalyst Financial Partners Event: Alternative Investing Forum Spring 2010 Location: New York, NY April 19 Sponsor: Regulatory Compliance… [read post]
15 Nov 2019, 3:10 pm by Tom Zagorsky
On that aspect, we note that persons engaged in solicitation activities may already be subject to broker-dealer registration requirements to the extent that they are effecting transactions in securities (keep in mind that fund investors typically purchase limited partnership or LLC interests, which are “securities”). [read post]
1 Mar 2019, 4:00 am by Doug Cornelius
  With that backdrop, we are pleased to present our Top Ten Regulatory and Litigation Risks for Private Funds in 2019. https://www.privateequitylitigation.com/2019/02/the-top-ten-regulatory-and-litigation-risks-for-private-funds-in-2019/ How I Learned to Stop Worrying and Learned to Love Form ADV by Hardin Compliance Consulting LLC After last year’s material amendments to the Form ADV, investment advisers can breathe a sigh of relief; the SEC made… [read post]
17 Oct 2023, 2:39 am by The White Law Group
  The Trouble with Private Placement Investments Private placement investments such as these are typically sold by brokerage firms in exchange for a large up-front commission. [read post]