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The SEC’s complaint charges Vale with violating Section 10(b) of the Securities and Exchange Act of 1934 (the “Exchange Act”) and Rule 10b-5 thereunder, as well as Sections 13(a) of the Exchange Act.[13] On May 23, 2022, the SEC announced the settlement of charges against BNY Mellon Investment Adviser, Inc. [read post]
23 Feb 2023, 6:57 am by John Elwood
Court of Appeals for the 5th Circuit rejected most of the lenders’ challenges, but agreed with the challengers that the CFPB’s funding mechanism violates the clause in Article I, Section 9 of the Constitution requiring congressional “Appropriations” for any “Money … drawn from the Treasury. [read post]
10 Dec 2010, 3:33 pm by Robert Thomas (inversecondemnation.com)
At that time, the Hawaii Constitution in a section that has since been repealed, provided "[a]ny justice or judge who shall become a candidate for an elective office shall thereby forfeit his office. [read post]
11 Feb 2019, 2:55 pm by Matthew Kahn
(a)  Heads of implementing agencies that also perform or fund R&D (AI R&D agencies), shall consider AI as an agency R&D priority, as appropriate to their respective agencies’ missions, consistent with applicable law and in accordance with the Office of Management and Budget (OMB) and the Office of Science and Technology Policy (OSTP) R&D priorities memoranda. [read post]
19 Aug 2019, 7:28 am by Kevin LaCroix
In the following guest post, John Reed Stark, President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, takes a closer look at this aspect of the Capital One data breach and asked whether Amazon, the cloud service provider, can be held liable for the hack? [read post]
13 Jun 2024, 3:16 pm by Eugene Volokh
Castro (Defendant's "spontaneous, emotional, verbal outburst consisting of repeated cursing occurring during one altercation, did not constitute a course of conduct pursuant to this section of the statute. [read post]
20 Mar 2022, 6:09 am by Kevin LaCroix
Lawsuit Jaws Acquisition was a SPAC that completed its IPO on May 13, 2020. [read post]
7 Jan 2019, 2:35 pm by Kevin LaCroix
The world of directors’ and officers’ liability is always dynamic, but 2018 was a particularly eventful year in the D&O liability arena. [read post]
22 Jul 2010, 4:29 pm by David
In an article in the Arizona Republic in the Valley and State section published on May 13, 2009, addressing the recent dismissal by the Maricopa County Attorney’s Office of a 4 ½ year old criminal murder prosecution against Craig Rettig, the reporter, Laurie Roberts, concluded by wondering, “[h]ow many Craig Rettigs there are out there. [read post]
24 Jan 2019, 2:36 pm by Kevin LaCroix
I am currently out of the office, and will return to the office once an appropriation has been enacted. [read post]
16 Mar 2015, 4:23 am by Kelly Phillips Erb
Your address is reported at box (f) and should reflect your mailing address – which could be a post office box – likely without punctuation (a USPS preference). [read post]