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18 Oct 2011, 10:19 am
Say, for example, that as the lawyer for Cheese, Inc., who is suing a bunch of cheese manufacturers, pizza parlors and restaurants for making and using cheese that infringes a particularly cheesy patent of yours, you have become frustrated with the judge's attitude. [read post]
18 Oct 2011, 10:19 am
Say, for example, that as the lawyer for Cheese, Inc., who is suing a bunch of cheese manufacturers, pizza parlors and restaurants for making and using cheese that infringes a particularly cheesy patent of yours, you have become frustrated with the judge's attitude. [read post]
17 Oct 2011, 1:38 pm
For more information contact us at (877) SEC-ATTY.andnbsp; [read post]
17 Oct 2011, 7:00 am
Barclays Capital, Inc. v. [read post]
16 Oct 2011, 6:42 pm
FLOWERS, INC., et al., Debtors. [read post]
14 Oct 2011, 2:10 pm
The Securities Industry and Financial Markets Association, an industry group representing Wall Street sided with Goldman in district court last year and plans to file a brief in support of Goldman in the appeal, a spokesman said. [read post]
14 Oct 2011, 12:51 pm
It is an independent contractor firm that also does business through Raymond James andamp; Associates Inc., an affiliated company. [read post]
14 Oct 2011, 1:03 am
: Telstra & Anor v Phone Directories Co & Ors (IP Whiteboard) Canada The daily digital lock dissenter, day 8: Documentary Organisation of Canada (Michael Geist) The daily digital lock dissenter, day 7: Canadian Civil Liberties Association (Michael Geist) The daily digital lock dissenter, day 6: Canadian Federation of Students (Michael Geist) The daily digital lock dissenter, day 5: Canadian Teachers’ Federation (Michael Geist) Canada proposes (another) copyright… [read post]
13 Oct 2011, 1:27 pm
Holder, in prepared remarks, praised the work in, among other areas, securing benefits for disabled children and military families and for helping former inmates transition after their release. [read post]
12 Oct 2011, 2:27 pm
National Association of Securities Dealers, Inc., No. 07 Civ.2014(SWK), 2008 WL 199537, at *2 (S.D.N.Y. [read post]
9 Oct 2011, 3:24 pm
Posting of a minimum security deposit of $300,000. [read post]
7 Oct 2011, 9:01 am
In December 2009, FINRA permanently barred Hammonds from any association with any FINRA member in any capacity for violations of Section 10(b) and 10(b)(5) of the Securities Exchange Act of 1934 and National Association of Securities Dealers Rules 2110, 2120 and 2330. [read post]
6 Oct 2011, 5:38 am
Selling away is a common infraction, according to The North American Securities Administrators Association, or NASAA. [read post]
6 Oct 2011, 2:00 am
The North American Securities Administrators Association, representing the 50 state securities regulators, has voiced its opposition to the creation of an SRO that also would require state registered investment advisers to be a member. [read post]
5 Oct 2011, 1:34 pm
The Renewable Fuels Association (RFA) reacted immediately saying the results NAS study "should be interpreted with extreme caution. [read post]
5 Oct 2011, 2:00 am
” It turns on the following statement in Morrison, summarizing the Court’s holding: Section 10(b) reaches the use of a manipulative or deceptive device or contrivance only in connection with the purchase or sale of a security listed on an American stock exchange, and the purchase or sale of any other security in the United States. [read post]
4 Oct 2011, 3:28 pm
Back when I was a summer associate at White & Case, we used to talk about SEC v. [read post]
3 Oct 2011, 5:00 pm
Saxon Mortgage, Inc. [read post]
3 Oct 2011, 12:30 pm
Berger was indicted for conspiracy to commit securities fraud and wire fraud for his role in an international pump and dump stock scheme, the Securities and Exchange Commission, or SEC, has settled failure to supervise charges against Bergerandrsquo;s former employer, Gilford Securities Inc. of New York. [read post]
3 Oct 2011, 7:10 am
ANY STATEMENTS CONTAINED HEREIN ARE NOT INTENDED OR WRITTEN BY THE WRITER TO BE USED, AND NOTHING CONTAINED HEREIN CAN BE USED BY YOU OR ANY OTHER PERSON, FOR THE PURPOSE OF (1) AVOIDING PENALTIES THAT MAY BE IMPOSED UNDER FEDERAL TAX LAW, OR (2) PROMOTING, MARKETING OR RECOMMENDING TO ANOTHER PARTY ANY TAX-RELATED TRANSACTION OR MATTER ADDRESSED HEREIN. [read post]
