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3 Mar 2023, 4:33 am
A curated weekday guide to major national security news and developments over the past 24 hours. [read post]
28 Feb 2017, 12:16 pm
Politico reports that national security adviser H.R. [read post]
29 Jan 2016, 12:27 pm
The Marine Corps Times delves into whether or not this plan is actually possible. [read post]
29 Nov 2017, 4:23 pm
The SEC has also cautioned that under certain circumstances, digital tokens offered and sold by “virtual” organizations are securities, and thus are subject to the federal securities laws.[21] As such, issuers must register offers of these tokens unless an exemption applies, as must the securities exchanges where the tokens are traded. [read post]
27 Mar 2017, 3:09 pm
In its October 2014 decision in In re NVIDIA Corp. [read post]
1 Dec 2017, 2:55 pm
The SEC has also cautioned that under certain circumstances, digital tokens offered and sold by “virtual” organizations are securities, and thus are subject to the federal securities laws.[21] As such, issuers must register offers of these tokens unless an exemption applies, as must the securities exchanges where the tokens are traded. [read post]
2 Jan 2009, 4:35 am
In re Countrywide Financial Corp. [read post]
9 Jun 2011, 3:40 pm
Twitter and AmEx Lawsuits Highlight Gap Between Text Message Law and Industry Standards - The blogging lawyers and attorneys at Hunton Williams on the firm's Privacy & Security Law Blog Blogging, branding and the free-gap - Portland attorney David Rossmiller of Dunn Carney in the firm's Insurance Coverage Law Blog Supreme Court Rejects "Loss Causation" Requirement to Certify Securities Classes - Washington, DC lawyer Ronald Wick of… [read post]
31 Mar 2010, 9:37 am
., Bank of America Corp, Societe General, Wachovia Corp (bought by Wells Fargo), former Citigroup Inc. unit Salomon Smith Barney, and two General Electric financial businesses. [read post]
11 Jul 2007, 5:24 pm
Trust sale caused speculation that Schwab may buy one or more of its online competitors, such as E-Trade Financial Corp. or TD Ameritrade Holding Corp. [read post]
21 Mar 2012, 3:06 am
Act, the Securities Act of 1933 should be called the Securities Act of 2012. [read post]
8 Jan 2014, 4:12 am
Having been on that end of the phone when I served in Corp Fin's Office of Chief Counsel returning calls, I think the SEC Staffer does her job admirably putting up with this guy... [read post]
25 Jan 2011, 7:01 am
For a complete copy of the decision, click here.Specifically, the institutions alleged that the restructuring, approved by the New York Insurance Department in 2009, transferred $5 billion in cash and securities from MBIA’s primary operating unit, MBIA Insurance Corp., to a different entity, National Public Finance Guarantee Corp. [read post]
13 Jun 2012, 5:45 pm
Army and Marine Corps officials made no official comment, but its approvals were also withdrawn. [read post]
11 Dec 2020, 11:37 am
Both whistleblowers were hired as security officers for the border wall construction project. [read post]
15 Nov 2017, 9:50 am
The managing dealer, CNL Securities Corp., sold approximately 141 million shares in CCT’s initial public offering and sold an additional 168 million shares in a follow-on public offering, which closed on November 1, 2016. [read post]
28 Dec 2011, 9:21 am
-In 2005, Oracle Corp. [read post]
18 Mar 2009, 6:21 am
The Securities Investor Protection Corp., or SIPC, is an organization designed to help investors at failed brokerage firms. [read post]
6 Feb 2023, 3:39 am
” At the Northwestern Pritzker School of Law’s Securities Regulation Institute last week, Corp Fin Director Erik Gerding said the Staff may issue additional guidance about the effective dates for disclosures under the new rules. [read post]
25 Jan 2011, 4:51 am
Marine Corps Commandant of the Marine Corps Headquarters, USMC Code MMSB-10 Quantico, VA 22134 U.S. [read post]
