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20 Nov 2011, 6:44 pm
For the present UBS in particular, regulatory forces happen to squeeze them on two fronts – private banking and trader loss. [read post]
14 Oct 2020, 5:55 am
We published an article on the topic in July; and, at that time, multiple brokers, traders and companies had already been charged with COVID-19-related investment fraud. [read post]
Market Turmoil Prompts Direxion to Change 10 Daily Leveraged ETFs’ Market Exposure from 300% to 200%
3 Apr 2020, 4:36 pm
Bear 3X Shares -200% Since inception, these 10 Direxion funds have been used by traders, funds and investors as trading or hedging vehicles. [read post]
4 Oct 2022, 8:19 am
The FCA does not expect firms to determine their reporting obligations based on the geographic location of a trader alone. [read post]
20 Jul 2009, 3:46 am
Since many hedge funds are very active and often leveraged traders, this amount understates their impact on our trading markets. [read post]
12 Jul 2012, 2:00 am
The law merchant, in Latin lex mercatoria, was not legislated, but the product of custom and practice among traders in various countries. [read post]
3 Feb 2011, 12:27 am
Sara’s cases include the following: Trafigura v Leigh Day, 2008/9 (junior counsel for Leigh Day in libel action involving one of the largest independent commodities traders and events which took place in Amsterdam and the Ivory Coast which raised issues of personal injury law, foreign law, shipping law and environmental law). [read post]
4 Sep 2012, 9:12 pm
Mergers & Acquisitions $33 Billion Takeover Bid not Well-Received by Many Xstrata Shareholders Glencore International, a commodities trader, has offered $33 billion in its takeover bid for Xstrata, a producer of coal, copper, and zinc. [read post]
3 Feb 2008, 2:03 pm
" After all the bleating by regulators to banks about the critical use of multifactor authentication, one of the most surprising aspects of that fiasco was that the rogue trader was able to engage in his trading activities in part because he and others who had responsibility to approve his trades had access to the system through only one factor authentication, name and password. [read post]
16 Feb 2008, 9:57 am
Perhaps it reflects his background as a commodities trader, where mere stupid risk-taking is (usually) punished ruthlessly. [read post]
10 Nov 2021, 9:54 am
“#WildlifeTrade laws are complex, and savvy traders exploit this using the internet’s anonymity. [read post]
31 Oct 2022, 10:57 am
These options admit be trader games, kitty slots, and postpone games. [read post]
19 Jun 2007, 5:21 pm
I think it’s great that he can find ways to differentiate Trader Joe’s, Safeway, Kroger, the local produce stand and Wal-Mart from his stores (He might also have pointed out that they are all found in different locations, have different names and sell a different mix of products. [read post]
25 Apr 2017, 7:09 pm
Dodd-Frank required more derivatives to be cleared and traded through regulated exchanges, reporting for derivatives that remain in the over-the-counter market, and registration with appropriate regulators for certain derivatives dealers and large traders. [read post]
16 Aug 2010, 5:00 am
These quant traders used sophisticated models to identify correlations and uneven pricing. [read post]
4 Dec 2018, 6:31 pm
If the investment will be made by a company, at least 50% of owners in the qualifying country must maintain the nationality of a treaty trader country if they are not lawful permanent residents. [read post]
29 Apr 2020, 9:01 pm
In 2018, almost 40 percent of traders were unable to correctly inform customers about allergens in foods such as restaurant dishes or items served from food trucks. [read post]
31 Aug 2011, 6:28 pm
It pains us to say it, but the Governor has done good again, appointing long time criminal defense attorney Raag Singhal to the Circuit Court in the seat vacated by trader Vic Tobin. [read post]
4 Apr 2019, 9:41 am
The company’s systems contained around 7,6 million records with personal data of natural persons (including sole traders and persons engaged in an economic activity). [read post]
29 Jan 2016, 8:47 am
. #43 Anthony Bourdain, Chef and Television Personality #42 David Murdock, CEO, Dole Food Company #41 Bill Marler, Foodborne Illness Lawyer and Attorney #40 Rachael Ray, Television Personality #39 Jim McGovern, Co-Chair, House Hunger Caucus #38 Bill Shore, Founder and CEO, Share Our Strength #37 Paul Grimwood, CEO and Chairman, Nestlé USA #36 Pete Wells, Restaurant Critic, The New York Times #35 Michel Landel, CEO, Sodexo #34 Irene Rosenfeld, CEO, Mondelez International #33 Craig Jelinek,… [read post]