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25 Aug 2019, 4:56 am
Others saw it as a sham to appeal to the useful idiots who read headlines and believed. [read post]
25 Oct 2021, 6:14 am
According to the Financial Times, “[p]ension funds and retail investors have complained for years over their lack of ability to vote at annual meetings when using an asset manager. [read post]
30 Oct 2008, 10:06 pm
But when an investor purchases a risky asset using borrowed funds, the put is written by the lender. [read post]
4 Oct 2010, 6:26 pm
Claims of individual liability under the Fair Labor Standards Act (FLSA) and the New York Labor Law (NYLL) are analyzed using the same standards. [read post]
12 Mar 2017, 6:46 am
First, the Chinese emphasize principles and ideology far less; they tend to implement their trade policy through concrete investment―whether through their investments furthering the One Belt One Road project, or in their bilateral or multilateral efforts. [read post]
12 Dec 2022, 5:24 am
The exemption for these types of information would apply to: (1) Investment Company Act registration statements and reports; (2) corporate disclosures under the Securities Act; (3) periodic and current corporate disclosures under the Exchange Act; and (4) proxy or consent solicitation materials under the Exchange Act.The SEC also must adopt data standards for the MSRB and for national securities associations or SROs. [read post]
9 Feb 2024, 3:00 am
A new development in late January underscores the dangers of business use of ephemeral messaging and off-channel communications beyond the broker-dealer and investment adviser space. [read post]
24 Jan 2008, 8:02 am
(Editor's Note: This post comes to us from J.W. [read post]
8 Mar 2018, 4:58 am
To understand the import of this provision, some background may be useful. [read post]
7 Jul 2020, 6:19 am
Contact us today and let us know how we can help. [read post]
29 Apr 2014, 6:56 am
As I’ve noted, income and net worth are often poor proxies for investment sophistication. [read post]
5 Jul 2016, 4:58 pm
Marks argued that ICT and ICT2 own controlling interests in Titan, and that he had accepted the seat on the Titan board “solely by virtue of the trusts’ controlling investments in Titan. [read post]
10 Sep 2015, 8:24 am
” Of course, Yates is directing a huge organization of lawyers who are used to doing cases the old way. [read post]
10 Sep 2015, 8:24 am
” Of course, Yates is directing a huge organization of lawyers who are used to doing cases the old way. [read post]
13 Sep 2024, 3:00 am
Utilities have also funneled money to 501(c)(4) non-profits that can accept unlimited corporate and personal donations and are often used to engage in lobbying activity, issue advocacy, or political activity. [read post]
14 Oct 2006, 4:49 am
Their thesis is that there is a ton of information on the web and if properly screened for credibitlity and delivered in real time in a way that investment professionals can use (think bloomberg like screens), then you could help investors generate better returns. [read post]
22 May 2008, 8:12 pm
Largely as a result of the corporate scandals from earlier in this decade, what used to be a peripheral and disfavored topic is now a top agenda item in many C-suites and boardrooms. [read post]
28 Sep 2012, 1:39 pm
If you are looking for a position that is not listed or in a different geographical area please feel free to contact us to discuss a tailored search that fits your specific situation. [read post]
6 Apr 2007, 10:27 am
In re Toys ""R'' Us, Inc. [read post]
13 Jul 2007, 1:04 pm
At first glance it might appear that the Iowa Supreme Court's July 13 2007 decision in Northwest Investment Corp. v. [read post]
