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20 Aug 2018, 10:58 am by Lax & Neville LLP
” Santander marketed 11 of these funds to clients with conservative investment goals of “capital preservation,” yet these funds declined by 56% on average. [read post]
21 Oct 2022, 9:11 am by Daniel Nevzat (UK)
Furthermore, firms’ Own Risk and Solvency Assessments (ORSAs) or internal Capital Adequacy Assessment Processes (ICAAPs) should by now, provide sufficient contextual information to allow a reader to understand analysis of climate risks and capital. [read post]
26 Sep 2008, 7:56 pm
  Christopher Cox says the agency will be "focused even more clearly on our statutory obligation to regulate the broker-dealer subsidiaries of the banking conglomerates. [read post]
10 May 2017, 2:11 pm by Karel Frielink
The supervision exercised by the CBCS (the Central Bank of Curaçao and Sint Maarten) will focus on ensuring that the investor makes his or her decisions based on adequate and accurate information. [read post]
25 Nov 2009, 8:05 am by William H. Holmes
The DOE recently redesigned the program in an effort to bring private capital back to large-scale renewable energy project development. [read post]
27 Apr 2017, 11:55 am by Matthew O'Connor
The WACC is equal to the factor of after-tax cost of debt and percent of debt in the target’s capital structure plus the factor of the cost of equity and percent of equity in the target’s capital structure. [read post]
17 Dec 2014, 5:50 am by Ed. Microjuris.com Puerto Rico
El crecimiento económico de todo país depende en gran medida del éxito en lograr la entrada de flujos de capital en su economía. [read post]
8 Sep 2011, 12:22 pm by James Hamilton
For example, in a letter to the SEC, banking associations said that the proposed regulations would subject banks to one more layer of regulation for the same activities and label as municipal advisors banks and many bank employees providing traditional bank services to their local municipalities, which is not what Congress intended in Dodd-Frank. [read post]
14 Nov 2010, 1:52 pm by Gary Becker
This is partly due to government policies, like the health care and the financial reform bills, and proposals to raise taxes on higher incomes and on capital gains that will raise costs of doing business, and lower after-tax incomes of investors. [read post]
27 Feb 2009, 9:59 am
  Those entities are WG Trading Investors, an unregistered investment vehicle; WG Trading Company, which is a registered broker-dealer; and, Westridge Capital Management, which is a registered investment adviser located in California. [read post]
24 Jan 2008, 1:56 pm
The defendants named in the lawsuit are: • Deutsche Bank Trust Company • Ameriquest Mortgage Company • Bank of America Corporation • The Bear Stearns Companies • Citigroup, Inc. [read post]
The M&A Roundtable, which is supported by the Corporation Service Company, will bring together leading M&A experts, including from the judiciary, legal practice, investment banking and the investor community. [read post]
12 Oct 2016, 6:24 am
At the same time, the regulatory environment for financial institutions continues to prove very challenging and volatile, with higher capital requirements and increased compliance expenses weighing heavily on profitability. [read post]
8 Nov 2021, 8:45 pm by Matthew Gregory (UK)
On 5 November 2021, the European Banking Authority (EBA) published its final draft Regulatory Technical Standards (RTS) specifying the types of factors and conditions to be considered for the assessment of the appropriateness of risk weights and of minimum loss given default (LGD) values. [read post]
On 18 July 2023, the European Banking Authority (EBA) published a decision of 6 July 2023 concerning ad hoc collection by Member State competent authorities (NCAs) to the EBA of institutions’ ESG data. [read post]
17 Feb 2021, 8:50 pm by Albert Weatherill (UK)
On 16 February 2021, the European Banking Authority (EBA) issued final guidelines specifying the conditions for the application of the alternative treatment of institutions’ exposures related to ‘tri-party repurchase agreements’ for large exposure purposes. [read post]
3 Feb 2022, 8:19 am by Simon Lovegrove (UK)
On 2 February 2022, the European Banking Authority (EBA) published final draft Regulatory Technical Standards (RTS) on the list of countries with an advanced economy for calculating the equity risk under the alternative standardised approach. [read post]
18 Apr 2008, 12:23 pm
Look for a wave of tell-all memoirs-- a bacteria's-eye view of the dark intestines of capitalism, as these former Ayn Randians discover their inner Karl Marx. [read post]
1 Jul 2021, 10:24 am by Martin Krause (DE)
On 30 June 2021, the European Banking Authority (EBA) issued a consultation paper on draft regulatory technical standards (RTS) specifying the requirements for originators, sponsors, original lenders and servicers related to risk retention, in line with the Securitisation Regulation. [read post]