Search for: "E* Trade Securities LLC"
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9 Dec 2009, 8:00 am
Pirate Investor, LLC, 2009 WL 2949091 (4th Cir., Sept. 15, 2009), the SEC filed suit against Pirate Investor, LLC ("Pirate"), alleging the publisher made fraudulent misrepresentations violating §10(b) of the 1934 Securities Exchange Act. [read post]
9 Dec 2009, 7:31 am
Bankruptcy Court for the Southern District of Texas issued an order denying Scopac's motion to compel disclosure of the details of trades in Scotia Development's secured timber notes. [read post]
9 Dec 2009, 6:55 am
Incorporated, Goldman Sachs & Co., Bear Stearns Companies, Inc., Bank of America Securities LLC, Bank of New York, Citigroup Inc., Credit Suisse (USA) Inc., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., and UBS Financial Services, Inc. [read post]
7 Dec 2009, 6:13 pm
New business entities, including corporations, limited liability companies (LLCs), limited liability partnerships (LLPs), non-profit organizations, and other entities file formation documents with a state’s Secretary of State. [read post]
7 Dec 2009, 3:00 pm
Friends of Regina Calcaterra can accept no more than $9,500 per election from individuals, unions, political action committees, and trade associations. [read post]
7 Dec 2009, 12:43 pm
Supreme Court's 2007 decision in Credit Suisse Securities (USA) LLC v. [read post]
7 Dec 2009, 6:15 am
’s (“Matrix”) motion to dismiss a putative securities fraud class action brought under Section 10(b) of Securities Exchange Act of 1934. [read post]
7 Dec 2009, 6:15 am
.'s ("Matrix") motion to dismiss a putative securities fraud class action brought under Section 10(b) of Securities Exchange Act of 1934. [read post]
7 Dec 2009, 3:00 am
The book covers the history, law and finance of unincorporated firms which, since LLC enabling statutes swept the country in the early 1990's, have become the dominant business form for non-publicly traded companies, and are poised to enter the large-firm realm of private equity, hedge funds and publicly traded partnerships (e.g., Chrysler LLC). [read post]
7 Dec 2009, 3:00 am
(IPKat) New draft EPO Guidelines for Examination (IPKat) (Innovationpartners) Now mustard (Moutarde de Bourgogne) and chestnuts (Marroni del Monfenera) secure PGI protection (Class 46) Germany BGH: Misleading use of the symbol ® - the ‘Thermoroll’ case (IPKat) Passing off in Germany: to trade or not to trade? [read post]
6 Dec 2009, 7:14 am
Publicly traded companies are exempt from the current text of the bill, but privately held companies are directly targeted. [read post]
4 Dec 2009, 3:13 pm
In addition to Durham and Fair Finance, the Complaint names parent company Fair Holdings, Inc., DC Investments, LLC, Obsidian Enterprises, James F. [read post]
4 Dec 2009, 10:38 am
The report also summarizes the OSC’s decision in Re JLL Patheon Holdings LLC relating to identical treatment in take-over bids and second step business combinations and its decision to dismiss an application to cease trade the shareholder rights plan of Pala Investment Holdings Limited. [read post]
4 Dec 2009, 6:15 am
The New York state pension made $250 million in investments with Broidy's firm, Markstone Capital Group LLC. [read post]
2 Dec 2009, 9:16 am
Cosgrove Law, LLC recently filed a FINRA arbitration action against MetLife Securities, Inc. [read post]
November 30, 2009 – Environmental Law Settlements, Decisions, Regulatory Actions and Lawsuit Filings
30 Nov 2009, 9:25 am
Zaclon LLC, which operates a chemical manufacturing plant at 2981 Independence Road, and Independence Land Development Co., the property owner, “have addressed the violations and now operate in compliance with Ohio’s hazardous waste laws,” Ohio EPA said in a news release. [read post]
29 Nov 2009, 11:47 pm
The two commonly used forms of joint-ventures are an LLC and a closed joint-stock company (CJSC - a private company where participants own shares that are not publicly traded); however, the choice of form mainly depends on the economic considerations and specific circumstances. [9] Some investors prefer LLC as they are subject to a lighter regulatory regime, while others choose CJSC as it offers higher protection to shareholders, although is more burdensome as it… [read post]
29 Nov 2009, 11:30 am
Overall, shareholders focused on many of the same issues as did Congress and the Securities and Exchange Commission (SEC) over the last year. [read post]
25 Nov 2009, 3:00 am
(IP Osgoode) WIPO and the future of IP (IP Osgoode) Global - Trade Marks / Brands Trade mark portfolio management software: market survey (Class 46) Trade mark licences: Beware of the unconventional – Australian case Pacific Brands Sports & Leisure Pty. [read post]
20 Nov 2009, 3:09 pm
The SEC, in an administrative proceeding, found that Joseph John VanCook, a former salesperson and partial owner of Pritchard Capital Partners, LLC, a registered broker-dealer, willfully violated Section 10(b) of the Securities Exchange Act of 1934 and Exchange Act Rule... [read post]
