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8 Dec 2021, 11:27 am
” For purposes of the Form ADV Part 3, a “retail investor” means a natural person, or the legal representative of such natural person, who seeks to receive or receives services primarily for personal, family, or household purposes. [read post]
8 Dec 2021, 7:27 am
” For purposes of the Form ADV Part 3, a “retail investor” means a natural person, or the legal representative of such natural person, who seeks to receive or receives services primarily for personal, family, or household purposes. [read post]
6 Dec 2021, 6:30 am
She recently joined SiriusXM Inc. as an assistant archivist for Spanish language radio content and aspires to pursue a career in archives and museums. [read post]
5 Dec 2021, 6:16 pm
But these forecasts did not account for a global pandemic. [read post]
30 Nov 2021, 8:38 am
Jensen managed the client’s account until her death on July 10, 2018. [read post]
22 Nov 2021, 5:44 pm
On November 4, 2021, the Government Accountability Office (GAO) sustained a protest in the matter of Ashlin Management Group, Inc., B-419472.3; B-419472.4. [read post]
19 Nov 2021, 10:33 am
Arthrex Inc. [read post]
17 Nov 2021, 4:29 pm
Solutions Law Press, Inc. also invites you to receive future updates by registering here and participating and contributing to the discussions in our Solutions Law Press, Inc. [read post]
15 Nov 2021, 10:39 am
No. 5499 (May 12, 2020) (alleging that the adviser, among other things, provided retail clients with misleading information regarding costs incurred by wrap-fee program clients); In the Matter of EDG Management Company, LLC, Investment Advisers Act Release No. 5617 (October 22, 2020) (alleging that the adviser failed to adjust quarterly management fee calculations to account for write downs); In re Retirement Capital Strategies Inc., Advisers Act Rel. [read post]
15 Nov 2021, 10:39 am
No. 5499 (May 12, 2020) (alleging that the adviser, among other things, provided retail clients with misleading information regarding costs incurred by wrap-fee program clients); In the Matter of EDG Management Company, LLC, Investment Advisers Act Release No. 5617 (October 22, 2020) (alleging that the adviser failed to adjust quarterly management fee calculations to account for write downs); In re Retirement Capital Strategies Inc., Advisers Act Rel. [read post]
15 Nov 2021, 4:26 am
Sisters at War Over Inherited Apartment Building In 2007, sisters Loraine Kinyk and Darlene Hart, each as a 50% member, formed a member-managed LLC to take ownership of a 10-family multiple dwelling located in Manhattan’s East Village. [read post]
12 Nov 2021, 2:11 pm
You can have separate channels, for example, one for all employees and one for firm management. [read post]
12 Nov 2021, 10:36 am
Yi said the bank will create a management model for the e-CNY modeled after how cash and bank accounts are managed, while also improving on its privacy protections, anti-counterfeiting measures and efficiency. [read post]
12 Nov 2021, 10:36 am
Yi said the bank will create a management model for the e-CNY modeled after how cash and bank accounts are managed, while also improving on its privacy protections, anti-counterfeiting measures and efficiency. [read post]
11 Nov 2021, 10:36 am
Yi said the bank will create a management model for the e-CNY modeled after how cash and bank accounts are managed, while also improving on its privacy protections, anti-counterfeiting measures and efficiency. [read post]
5 Nov 2021, 4:00 am
Additionally, the authority’s contracted law firms were not effective in collecting outstanding receivables from persistent toll violators. [read post]
5 Nov 2021, 4:00 am
Additionally, the authority’s contracted law firms were not effective in collecting outstanding receivables from persistent toll violators. [read post]
28 Oct 2021, 3:30 pm
On April 20, 2020, the hedge fund Quintessential Capital Management, a short seller, released a report detailing its research and conclusions that Akazoo was an “accounting scheme” that “profoundly overstated” its users and revenue, including through recording sham “round-trip” transactions with related party shell companies. [read post]
25 Oct 2021, 2:55 am
’s assertion that he has always managed the Company’s finances and records. . . . [read post]
19 Oct 2021, 10:10 am
See e.g., In re Anthem, Inc. [read post]
