Search for: "Advanced Investments, LLC"
Results 461 - 480
of 1,272
Sorted by Relevance
|
Sort by Date
3 Dec 2021, 6:00 am
Bennett Freeman is principal at Bennett Freeman Associates LLC. [read post]
18 Jan 2019, 8:47 am
KKR Financial Holdings LLC, 125 A.3d (2015), which emphasized the requirement of “fully informed, uncoerced votes”. [read post]
22 Aug 2007, 8:42 am
Of the two, entrepreneurs focus primarily on choice of entity–LLC, Corporation, etc. [read post]
20 Jul 2019, 11:50 am
Invested with Gary A. [read post]
27 Jul 2019, 12:16 pm
Invested with Christopher M. [read post]
27 Jul 2019, 12:16 pm
Invested with Christopher M. [read post]
1 Nov 2011, 12:32 pm
Cascio (“Cascio”), and two entities which he controls, Cascio Investment Co., LLC (“Investment”) and 3S Advisors, LLC (“3S”) for breaches of fiduciary duty and aiding and abetting. [read post]
2 May 2011, 11:23 pm
Allen Michael Kay, formerly with Wachovia Securities, LLC in Bermuda Dunes, California, was suspended from association with any FINRA member for one year and fined $50,000 in connection with misleading risk-averse customers to invest in mutual funds that did not comply with their investment objectives or risk tolerance. [read post]
3 Jul 2013, 2:55 pm
The NFA has stated it will send out an alert well in advance of the effective date. [read post]
12 Aug 2010, 7:56 am
(KCG) acquired Libertas Holdings, LLC, described in this 8-K as “a leading boutique institutional fixed income brokerage firm. [read post]
4 Mar 2013, 12:44 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
17 Feb 2017, 1:28 pm
The manager of each EB-5 investment fund is the primary party responsible for monitoring the EB-5 fund’s investment in the EB-5 project. [read post]
3 Sep 2014, 4:38 am
Activist fund manager Phil Goldstein of Bulldog Investors LLC, which has $570 million in assets, said he would prefer that the SEC required corporations to publicly disclose the record date and meeting date when they make their inquiry to identify their investors. [read post]
13 Sep 2021, 8:00 am
On August 9, 2021, the Securities and Exchange Commission (SEC) filed a complaint in federal court against Johanna Garcia, of Broward County, and two companies she owns, MJ Capital Funding, LLC and MJ Taxes and More, for an alleged Ponzi scheme. [1] The complaint alleges that Garcia has been operating a Ponzi scheme in which she has taken upwards of $70 million from over 2,000 investors under the guise that the investments funded Merchant Cash Advances (MCAs) for small… [read post]
18 Jan 2012, 2:40 pm
The seven defendants who exchanged information regarding Dell are: • investment analyst Sandeep ""Sandy" Goyal, who obtained Dell quarterly earnings information and other performance data from an insider at Dell before earnings announcements in 2008; • analyst Jesse Tortora of Diamondback Capital Management LLC ("Diamondback"), who was tipped by Mr. [read post]
3 Apr 2018, 6:39 am
How far this trend advances remains to be seen, but it will be a key development to watch throughout proxy season. [read post]
6 Apr 2011, 9:32 am
WindFloat Maine also brought in a $500,000 matching investment. [read post]
24 Jun 2009, 1:15 pm
(Fox News Network, LLC); AUSAs Lisa Baroni, Sharon Frase. [read post]
3 Aug 2010, 7:04 am
Apparently, their $180MM investment is not performing as expected and a change in leadership was needed. [read post]
17 Dec 2015, 9:08 am
Because of widespread criticism, Zuckerberg again posted on Facebook, defending the use of an LLC as a way to better advance their stated goals of helping society and future generations, while maintaining the flexibility of being able to donate to political causes and earn profits, which will be invested back into their charitable plan. [read post]
