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27 Apr 2011, 10:39 am
" Fast forward to 2011, attorneys at Eccleston Law Offices are hearing from customers of David Lerner Associates that they believe that their investments in Apple REITs (and other Lerner investments) are unsuitable. [read post]
11 Nov 2018, 5:56 am
The folks at Pluricourts asked me to post the following: Reforming International Investment Arbitration Workshop 1-2 February 2019 Call for papers: The ISDS Academic Forum, together with PluriCourts Centre for Excellence (LEGINVEST) and Forum for Law & Social Science at the University of Oslo, will host a workshop on reforming international investment arbitration in Oslo 1-2 February 2019. [read post]
18 Apr 2018, 8:25 am
The trade and investment agreements with Singapore are the EU's first completed bilateral deals with a member of the Association of Southeast Asian Nations (ASEAN). ... [read post]
6 Aug 2012, 3:32 pm
In addition, the Investment Advisers Association (“IAA”), a lobbying group for investment advisers, opposes the creation of an SRO for investment advisers as a heavy, unnecessary burden for the investment advisory industry. [read post]
13 Jan 2010, 11:10 am
The Moodys also consented to an Order that bans them for five years from associating with any investment adviser. [read post]
15 Sep 2021, 6:16 am
ESG is a popular topic within the investment community. [read post]
19 Feb 2015, 8:53 am
The FCC Chairman’s perspective is that net neutrality rules are essential to the “virtuous cycle” of innovation and investment (by edge providers) associated with the Internet; Title II “lite” is the best regulatory approach (with Section 706 as a back-up); and the extent of Title II regulation will be less onerous than the impact of Title II regulation on commercial mobile service. [read post]
8 Jan 2019, 7:26 am
In a follow-up comment letter to the SEC’s November proxy roundtable, the Investment Adviser Association (IAA) implored the Commission to tackle issues relating to the proxy infrastructure weaknesses that were highlighted at the roundtable. [read post]
8 Apr 2015, 3:28 pm
Have you suffered investment losses in Penneco Drilling Associates 2012-1? [read post]
9 Apr 2015, 3:46 pm
Have you suffered investment losses in Penneco Drilling Associates 2013-1.? [read post]
21 Apr 2021, 6:00 am
From 2004 through 2019, Teifer was registered with David Lerner Associates, Inc. [read post]
15 Oct 2019, 4:58 am
Since March 2014 Stivers has been associated with Kalos Capital out of the firm’s Austin, Texas office location. [read post]
24 Oct 2007, 9:06 am
The union charges that the investment fund is pushing [...] [read post]
9 Apr 2019, 6:00 am
A recent report released by the Canadian Venture Capital Private Equity Association (CVCA) entitled “VC & PE Canadian Market Overview 2018” (the Report) reviews the current strength of Canadian venture capital (VC) investment and very recent mega-deal trend in Canadian private equity (PE). [read post]
1 Nov 2009, 11:05 am
It is no wonder that law firms, despite significant budget cuts, are still investing in business development training and coaching. [read post]
24 Jan 2023, 12:15 am
The imposter website, https://benitorevilla.com/, is not associated with a California licensed Investment Adviser or Broker-dealer. [read post]
8 May 2020, 1:34 pm
Financial advisors or brokers who recommend and purchase oil and gas investments to investors have a duty to disclose all the risks associated with these types of investments, including that they are speculative bets in debt-laden and often unprofitable companies and can be high commission investment vehicles. [read post]
10 Oct 2017, 12:23 pm
Recently, the North American Securities Administrators Association (“NASAA”) released a timely survey entitled ‘Seniors & Financial Exploitation’ (the “Survey”). [read post]
19 Dec 2009, 10:14 am
Nonetheless, the risk of owning an investment property in your own name often far outweighs the associated costs. [read post]
2 Mar 2016, 2:19 pm
(“Calton & Associates”)? [read post]
