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18 Apr 2016, 3:43 am
– Broc Romanek [read post]
18 Apr 2016, 3:43 am
– Broc Romanek [read post]
15 Apr 2016, 7:34 am
It flies in the face of the idea that the appropriate frame of mind for commissioners approaching the rulemaking process is to keep an open mind rather than promise to vote one way or the other [Stephen Bainbridge, Broc Romanek/Corporate Counsel, Marc Hodak] “The SEC is now down to just three members, two less than its full complement, after two left the agency late last year. [read post]
15 Apr 2016, 3:47 am
Take this anonymous poll about how often you read this blog: customer survey – Broc Romanek [read post]
15 Apr 2016, 3:47 am
Take this anonymous poll about how often you read this blog: customer survey – Broc Romanek [read post]
14 Apr 2016, 3:05 am
The study’s findings include: – Commercial priorities push anti-bribery and corruption down the agenda – 57% of chief compliance officers say sales culture is a major threat – 28% of companies fail to tailor global anti-bribery programs to local markets – 53% of companies train half their staff or less in anti-corruption – Significant business operations “hidden” from chief compliance officers I think this will be a trend going forward where firms… [read post]
14 Apr 2016, 3:05 am
The study’s finding include: – Commercial priorities push anti-bribery and corruption down the agenda – 57% of chief compliance officers say sales culture is a major threat – 28% of companies fail to tailor global anti-bribery programs to local markets – 53% of companies train half their staff or less in anti-corruption – Significant business operations “hidden” from chief compliance officers I think this will be a trend going forward where firms work… [read post]
13 Apr 2016, 3:16 am
– Broc Romanek [read post]
13 Apr 2016, 3:16 am
– Broc Romanek [read post]
12 Apr 2016, 3:43 am
– Broc Romanek [read post]
12 Apr 2016, 3:43 am
– Broc Romanek [read post]
11 Apr 2016, 6:05 pm
Broc Romanek reports that Lisa Fairfax's nomination to the SEC is still being hung up by Democrat members of the Banking Committee. [read post]
11 Apr 2016, 6:18 am
Sources: SEC Picks in Jeopardy as Some Democrats Revolt by Andrew Ackerman in the Wall Street Journal SEC Commissioner Nominees: Political Spending Disclosure Throws a Wrench by Broc Romanek in TheCorporateCounsel.NET Executive Session to vote on Nominations from the Senate Committee on Banking, Housing and Urban Affairs. [read post]
11 Apr 2016, 3:47 am
As noted in this alert, this doesn’t impact the Form SDs being prepared now and Corp Fin’s April ’14 guidance remains as the last word… PCAOB: Updated Standard-Setting Agenda Last week, the PCAOB posted an updated standard-setting agenda that outlines milestones on various standard-setting projects… – Broc Romanek [read post]
11 Apr 2016, 3:47 am
As noted in this alert, this doesn’t impact the Form SDs being prepared now and Corp Fin’s April ’14 guidance remains as the last word… PCAOB: Updated Standard-Setting Agenda Last week, the PCAOB posted an updated standard-setting agenda that outlines milestones on various standard-setting projects… – Broc Romanek [read post]
8 Apr 2016, 3:51 am
Rowe Price’s Updated Policy – Proxy Access: The Latest Stats – Mobile Proxy Statements: Remember the “Tracking Cookie” Prohibition – A Closer Look at Buffett’s Annual Shareholders Letter – ESG: Glass Lewis to Include Ratings in Reports – Broc Romanek [read post]
7 Apr 2016, 3:47 am
“… – Broc Romanek [read post]
6 Apr 2016, 4:07 am
” – Broc Romanek [read post]
5 Apr 2016, 4:13 am
– Broc Romanek [read post]
4 Apr 2016, 3:32 am
– Broc Romanek [read post]
