Search for: "Capital Funding LLC"
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11 Feb 2022, 6:11 am
Securities and Exchange Commission, on Thursday, February 10, 2022 Tags: Accredited investors, Hedge funds, Institutional Investors, Investor protection, Private funds, Retail investors, SEC, Securities regulation Statement by Chair Gensler on Private Fund Advisers Proposal Posted by Gary Gensler, U.S. [read post]
9 Feb 2022, 11:27 am
Ex-Landolt Securities Broker Ran Now-Defunct Retirement Planning Institute Anthony Matthew Cottone, an ex-Landolt Securities stockbroker, has been charged by the US Securities and Exchange Commission (SEC) with fraudulently running Secured Capital Strategies Fund. [read post]
9 Feb 2022, 9:31 am
The fund was sold by brokers at Oppenheimer. [read post]
9 Feb 2022, 5:35 am
” The LLC could be converted later when funding is sought if the investor does not want the LLC form of business. [read post]
4 Feb 2022, 6:10 am
The district court’s order denying class certification on typicality grounds described the scenario in which plaintiff Automotive Industries Pension Trust Fund (AIPTF) acquired its unsponsored Toshiba ADRs: AIPTF hired ClearBridge Advisors LLC, which in turn worked with Barclays Capital LE (based in New York), which used OTC Link to purchase the ADRs. [read post]
1 Feb 2022, 4:08 pm
Medicare Part C pays a capitated amount to private health insurance carriers for each patient enrolled in their plans, rather than a payment for each distinct patient admission or service. [read post]
31 Jan 2022, 3:19 am
Pac., LLC v Wilson, Elser, Moskowitz, Edelman & Dicker, LLP, 38 AD3d 34, 39). [read post]
27 Jan 2022, 7:38 am
The post SEC Proposal Would Require More Transparency From Hedge Funds and Private Equity appeared first on Zamansky LLC. [read post]
26 Jan 2022, 9:37 am
Businesses in Tennessee face up to three separate layers of taxation: something akin to a typical corporate income tax but which also applies to S Corporations and most LLCs (the Excise Tax), a capital stock tax on businesses’ net worth (the Franchise Tax), and a gross receipts tax (the Business Tax). [read post]
24 Jan 2022, 8:20 am
MCLC provided the capital, land, and an established public-private partnership with the city and county entities for infrastructure financing. [read post]
21 Jan 2022, 2:17 pm
LLC, J.P. [read post]
21 Jan 2022, 2:17 pm
LLC, J.P. [read post]
21 Jan 2022, 10:32 am
The bulk of the settlement money – $127.5 million of it – is going into a compensation fund for victims of the fraud. [read post]
21 Jan 2022, 10:32 am
The bulk of the settlement money – $127.5 million of it – is going into a compensation fund for victims of the fraud. [read post]
21 Jan 2022, 7:07 am
Their sales reportedly caused the funds to offload some holdings, which triggered capital gains for the group of investors who were left. [read post]
20 Jan 2022, 2:01 pm
Facing the prospect of litigating the agency’s antitrust enforcement action before FTC administrative law judges, who are insulated from removal by “double for-cause” restrictions (meaning that both the ALJs and their supervisors are subject to for-cause removal restrictions), a structure that the Supreme Court held unconstitutional in Free Enterprise Fund v. [read post]
20 Jan 2022, 12:16 pm
Department of Justice launched an effort to “prob[e] the relationships among the hedge funds and firms that publish negative reports on certain companies, often with the aim of sending the stock lower. [read post]
19 Jan 2022, 12:19 pm
DXS Capital (U.S.) [read post]
17 Jan 2022, 2:09 pm
Marks Baughan Securities LLC served as the exclusive financial advisor to Casetext. [read post]
17 Jan 2022, 2:09 pm
Marks Baughan Securities LLC served as the exclusive financial advisor to Casetext. [read post]