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20 Sep 2011, 2:02 pm
The Financial Industry Regulatory Authority (FINRA) recently announced it has fined Pointe Capital, Inc. [read post]
18 Dec 2009, 8:01 am by Steve Hall
” The Fort Worth Star-Telegram has filed, "Death sentences are down, but Texas still leads in executions," with McClatchy News Service. [read post]
20 Aug 2008, 6:01 am
The new Creative Capitalism blog created by Bill Gates, Michael Kinsley and Conor Clarke is quickly making an interesting corner of the blogosphere. [read post]
6 May 2024, 9:50 am by Giles Peaker
appeared first on Nearly Legal: Housing Law News and Comment. [read post]
19 Sep 2019, 5:36 am by Holly Buckley
Cimarron Healthcare Capital (CHC) has acquired Infusion Management, according to a news release. [read post]
29 Mar 2016, 4:29 pm by Sabrina I. Pacifici
Federal Protective Service: Enhancements to Performance Measures and Data Quality Processes Could Improve Human Capital Planning, GAO-16-384: Published: Mar 24, 2016. [read post]
3 Aug 2009, 2:58 pm
Recent news that the SEC has charged Medical Capital Holdings Inc. and Provident Asset Management, LLC with fraud related to large private-securities deals could mean serious problems for broker-dealers who sold the products to investors. [read post]
30 Oct 2014, 9:30 pm by RegBlog
The Federal Reserve announced a new capital plan and stress test rules under Dodd-Frank. [read post]
30 Mar 2023, 10:04 am by Silver Law Group
Greg Lindberg The recent news that the US Securities and Exchange Commission (SEC) charged North Carolina-based insurance entrepreneur Greg Lindberg, his company, Northstar Financial Services Bermuda, and one of his investment officers, Christopher Herwig, is no surprise to investors who lost money to them. [read post]
2 Feb 2011, 4:15 am
Reduction of an employees’ hours and compensation not always equal to the abolishment of a position for the purposes of §80 of the Civil Service LawMatter of Schoonmaker v Capital Region Bd. of Coop. [read post]
9 May 2016, 2:00 am
., Defendants (Opinion and Order on Interlocutory Appeal, United States District Court for the District of New Jersey, 12-4466, May 23, 2013), a group of Escala Group, Inc. shareholders filed a lawsuit in the Superior Court of New Jersey alleging that Defendants Merrill Lynch, Pierce, Fenner & Smith, Inc; Knight Capital Americas, L.P.; UBS Securities, L.L.C.; E*TRADE Capital Markets, L.L.C.; National Financial Services, L.L.C. had engaged in… [read post]
2 Feb 2018, 11:48 am by skelly
Tax Reform Panelists Marc Rockower, Managing Director, Core Tax Services, BDO USA, LLP Christopher M. [read post]
30 Jan 2023, 11:19 am by Geoff Cockrell
WestView Capital Partners has announced the closing of its fifth fund, WestView Capital Partners V, with $1 billion. [read post]
5 May 2016, 11:08 am by Alexander J. Davie
Given these new rules allowing startups to reach unaccredited investors and employ new capital raising strategies, it’s never too early for startup founders to begin assembling a plan to attract outside capital. [read post]
5 May 2016, 11:08 am by Alexander J. Davie
Given these new rules allowing startups to reach unaccredited investors and employ new capital raising strategies, it’s never too early for startup founders to begin assembling a plan to attract outside capital. [read post]
13 Nov 2020, 12:19 am by Nonprofit Blogger
Today's Philanthropy News Digest is reporting that Black financial services and regulatory experts have announced the launch of a new fund aimed at creating tens of millions in tier 1 capital for Black-owned banks. [read post]
11 May 2022, 7:41 am by Simon Lovegrove (UK)
In the Queen’s Speech, it is mentioned that the government will bring forward new legislation, a Financial Services and Markets Bill. [read post]
5 Aug 2017, 10:35 am by Renae Lloyd
The company plans to offer an undisclosed number of shares of common stock and list on the New York Stock Exchange under the ticker symbol NREF. [read post]