Search for: "Clayton Corporation"
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24 Oct 2018, 4:33 pm
By way of background, on September 20th, 2017, Securities and Exchange Commission (SEC) Chairman Jay Clayton announced a data breach into the SEC’s Electronic Data Gathering and Retrieval (EDGAR) system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
22 Oct 2018, 2:29 pm
General Electric Capital Corporation had its SIFI designation lifted in 2016 after reorganizing and selling many of its financial services operations. [read post]
19 Oct 2018, 6:08 am
Securities and Exchange Commission, on Saturday, October 13, 2018 Tags: AIG, Broker-dealers, Derivatives, Financial regulation, Market efficiency, SEC, SEC rulemaking, Swaps, Transparency Opening Statement at the SEC Open Meeting Posted by Jay Clayton, U.S. [read post]
14 Oct 2018, 12:04 pm
As I detailed in a recent post, privacy issues are a growing area of corporate concern and a potentially significant area for emerging D&O claims. [read post]
12 Oct 2018, 6:28 am
Related research from the Program on Corporate Governance includes Universal Proxies by Scott Hirst (discussed on the Forum here). [read post]
12 Oct 2018, 3:00 am
'” Clayton said in a brief interview after the event. [read post]
10 Oct 2018, 12:40 pm
The 2018 SEC Guidance serves as a follow-up to the October 13, 2011 SEC Division of Corporation Finance staff guidance, which also pertained exclusively to the cybersecurity- related disclosure obligations of public companies (the “2011 SEC CF Guidance”). [read post]
5 Oct 2018, 5:52 am
How Blockchain will Disrupt Corporate Organizations Posted by Mark Fenwick (Kyushu University), Wulf A. [read post]
4 Oct 2018, 10:47 am
A recent bipartisan letter from Members of Congress seeks clarification from SEC Chairman Jay Clayton as to the status of digital tokens and cryptocurrencies under the federal securities laws. [read post]
26 Sep 2018, 2:39 pm
In a public statement at an SEC open meeting, Chairman Jay Clayton noted that NMS stock ATSs regularly compete with national securities exchanges for order flow of the same securities, yet there is a significant difference in the information that these platforms must share with the public. [read post]
26 Sep 2018, 2:39 pm
In a public statement at an SEC open meeting, Chairman Jay Clayton noted that NMS stock ATSs regularly compete with national securities exchanges for order flow of the same securities, yet there is a significant difference in the information that these platforms must share with the public. [read post]
24 Sep 2018, 10:50 am
This post is based on her recent remarks at the 17th Annual SEC Conference, Center for Corporate Reporting and Governance, available here. [read post]
21 Sep 2018, 6:10 am
Securities and Exchange Commission, on Saturday, September 15, 2018 Tags: Boards of Directors, Institutional Investors, Proxy advisors, Retail investors, SEC, Securities regulation, Shareholder voting Remarks to the SEC Investor Advisory Committee Posted by Jay Clayton, U.S. [read post]
18 Sep 2018, 6:44 am
He urged his colleagues not to allow the priorities of corporate lobbyists to sidetrack the Commission’s work in improving corporate voting in America. [read post]
17 Sep 2018, 6:00 am
SEC Chairman Clayton made it clear that the SEC’s “longstanding position is that all staff statements are nonbinding and create no enforceable legal rights or obligations of the Commission or other parties. [read post]
17 Sep 2018, 3:13 am
In that blog, I gave some initial thoughts that related mainly to SEC Chair Clayton’s statement about informal Staff guidance in general. [read post]
4 Sep 2018, 3:35 pm
Every year just after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
3 Sep 2018, 4:49 pm
The steady stream of revelations of misconduct by corporate executives also continued over the summer, suggesting that we could continue to see D&O claims based on alleged sexual misconduct. [read post]
30 Aug 2018, 4:49 pm
The steady stream of revelations of misconduct by corporate executives also continued over the summer, suggesting that we could continue to see D&O claims based on alleged sexual misconduct. [read post]
30 Aug 2018, 8:29 am
Posted by Jay Clayton, U.S. [read post]
