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15 Dec 2017, 9:01 am
On an annual basis, registered investment advisers (“RIAs”) are required to provide natural person clients with a copy of the firm’s privacy policy if (i) the RIA has disclosed nonpublic personal information other than in the connection with servicing consumer accounts or administering financial products; or (ii) the firm’s privacy policy has changed. [read post]
15 Dec 2017, 9:01 am
On an annual basis, registered investment advisers (“RIAs”) are required to provide natural person clients with a copy of the firm’s privacy policy if (i) the RIA has disclosed nonpublic personal information other than in the connection with servicing consumer accounts or administering financial products; or (ii) the firm’s privacy policy has changed. [read post]
18 Jul 2011, 2:00 am
advisers who advise solely “qualifying private funds” (as defined below) as long as the collective private fund assets are less than $150 million. [read post]
7 Apr 2019, 8:47 pm
The extent to which the Consumer Protection Act applies to non-consumers in the context of class proceedings was recently examined by the Supreme Court of Canada in TELUS Communications Inc. v. [read post]
25 Oct 2015, 11:12 am
NCSAM 2015 particularly focuses on the consumer and his/her needs regarding cybersecurity and safety continuing the overall message of STOP. [read post]
28 Jul 2014, 9:58 am
How and by whom are they issued and managed? [read post]
9 Apr 2014, 8:31 am
Uber Technologies, Inc., 2014 WL 1338148 No. 13–10769 (D. [read post]
11 Sep 2020, 9:18 pm
In their complaint (now In re TikTok, Inc., Consumer Privacy Litigation, Case No. 1:20-cv-04699, Master Docket No. 20 C 4699, U.S.D.C. [read post]
23 Jul 2020, 7:22 am
In January, Visa Inc. said it would acquire San Francisco-based Plaid Inc. for a robust $5.3 billion, wrapping the fintech company’s technology that allows users to easily connect their financial accounts with thousands of online applications into the payment processor’s global business. [read post]
30 Sep 2008, 10:07 pm
is preparing to officially launch its flagship product, a web-based practice management tool Clio. [read post]
23 Aug 2008, 1:11 am
Lamb of Valorem Law Group at his blog, In Search of Perfect Client Service Genentech: a company that got it right - Management consultant Cliff Mintz of BioInsights Inc. at his Bio Job Blog [read post]
25 Feb 2010, 2:45 am
That does not mean issuing several separate recalls and putting consumers at risk. [read post]
29 Oct 2010, 11:00 am
A day later, FDA investigators provided the warehouse manager a list documenting the violations. [read post]
27 Oct 2023, 6:30 am
Posted by Lindsey Stewart, Morningstar, Inc, on Thursday, October 26, 2023 Tags: Big Three, ESG, Proxy voting, SEC Remarks by Chair Gensler Before the 2023 Securities Enforcement Forum Posted by Gary Gensler, U.S. [read post]
27 Oct 2023, 6:30 am
Posted by Lindsey Stewart, Morningstar, Inc, on Thursday, October 26, 2023 Tags: Big Three, ESG, Proxy voting, SEC Remarks by Chair Gensler Before the 2023 Securities Enforcement Forum Posted by Gary Gensler, U.S. [read post]
2 Nov 2010, 6:46 am
According to the article, it appears the agreement between Farmers and Zurich "is a sweetheart deal where they pass big amounts of money around in the form of management fees paid by the consumer. [read post]
15 Dec 2022, 4:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
15 Dec 2022, 8:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
21 Aug 2019, 9:46 am
Serving clients for over 30 years, KLDiscovery offers data collection and forensic investigation, early case assessment, electronic discovery and data processing, application software and data hosting for web-based document reviews, and managed document review services. [read post]
22 Feb 2010, 1:18 pm
Access complete information on the three conventions' conference including meeting documents (click here).Waste Information & Management Services, Inc. [read post]
