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4 Oct 2022, 8:33 am
In addition to obligation to understand the customer the broker must also investigate the product being sold. [read post]
3 Oct 2022, 10:47 am
Western International reportedly sold $13.3 million in GWG L Bonds between July 2020 and April 2021, to retail customers, many of whom were on fixed incomes and had moderate risk tolerances, despite GWG Holdings, Inc., stating the L bonds were “high risk, illiquid, and only suitable for customers with substantial financial resources. [read post]
29 Sep 2022, 6:33 am
This is known as “selling away,” since the product being sold is not part of the firm’s offerings. [read post]
28 Sep 2022, 5:10 am
Market Your Services You’re eager to start selling your products and services. [read post]
27 Sep 2022, 9:05 am
The claim was settled for the $50,000 in damages that the customer requested. [read post]
26 Sep 2022, 7:59 pm
The Equal Employment Opportunity Commission (“EEOC”) is suing pharmaceutical giant Lilly USA, LLC, for nationwide age discrimination by intentionally not hiring older workers for pharmaceutical sales representative positions based on their age from April 2017 to 2021. [read post]
26 Sep 2022, 9:37 am
Geomatrix, LLC v. [read post]
26 Sep 2022, 8:59 am
See: Variable Interest Rate Structured Products – Securities Fraud Attorneys – As a result, customers could lose a portion or all of their investment, even if the issuer of the structure product did not default. [read post]
26 Sep 2022, 8:43 am
From Wellness Walk in Tubs, LLC v. [read post]
26 Sep 2022, 12:27 am
That price may be paid as a result of reduced demand (TCO-savvy customers buying from competitors) or pressures on the pricing of the original equipment (as other vendors give them away below marginal cost as they look at lifecycle revenues that include the aftermarket). [read post]
25 Sep 2022, 8:51 pm
“Some things are clearer from a distance. [read post]
25 Sep 2022, 10:51 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that broker Douglas Gene Schmitz (Schmitz), currently employed by Classic, LLC (Classic) has been subject to at least three customer complaints during the course of his career. [read post]
22 Sep 2022, 10:00 am
” Art Attacks Ink, LLC v. [read post]
22 Sep 2022, 3:25 am
Princess Martha, LLC, Case No. 8:22-cv-02182) filed in the U.S. [read post]
22 Sep 2022, 2:00 am
Diamond Assets LLC v. [read post]
21 Sep 2022, 6:26 pm
The new settlements require the four companies — CarMax, Axis Analytics LLC (aka Axis Group), Capital One Bank and Walmart — to pay a total of $331,520 in civil penalties, depending on the number of discriminatory advertisements they posted. [read post]
21 Sep 2022, 6:28 am
If you have an in-demand talent, skill or product, the sky can be the limit. [read post]
21 Sep 2022, 5:57 am
Additionally, since June 2019, Reffett has been registered with and employed by EPG Wealth Management LLC, out of the firm’s Atlanta, Georgia offie location. [read post]
21 Sep 2022, 5:57 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that broker Michael Christopher Martino (Martino), currently employed by Four Points Capital Partners LLC (Four Points Capital Partners) has been subject to at least six customer complaints during the course of his career. [read post]
20 Sep 2022, 9:22 am
[This is a 6k+ word blog post that was joyless to write and most likely will be joyless to read.] [read post]
