Search for: "Customer Service"
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1 Apr 2021, 10:06 am
On March 31, 2021, a FINRA Dispute Resolution Services arbitration panel in Columbus, Ohio, ordered UBS Financial Services, Inc. [read post]
29 Nov 2010, 9:00 pm
Again, we use the term "customer service" broadly here. [read post]
20 May 2010, 5:46 am
Now that’s customer service. [read post]
4 Jan 2019, 12:32 pm
(CRD #10232) both of Phoenix, AZ and Foresters Equity Services, Inc. [read post]
8 Jul 2019, 1:42 pm
Mark Lewton Hopkins Allegedly Accepted Customer Funds for an Investment without Obtaining Pre-approval from American Portfolios Financial Services, Inc. [read post]
11 Dec 2020, 6:55 am
Existing services must remain until replacement services are provisioned to customer locations. [read post]
No Right to Audio Recording or Customer Service Representative’s Name: OPC Guidance on Access Rights
3 Jan 2013, 10:16 am
The organization also provided a transcript of the call and deleted the customer service representative’s name. [read post]
3 Jul 2023, 5:29 pm
The latest issue of Global Trade and Customs Journal (Vol. 18, nos. 7/8, 2023) is out. [read post]
31 Aug 2018, 6:12 am
The investment fraud attorneys at Gana Weinstein LLP are currently investigating American Portfolios Financial Services, Inc. [read post]
7 Apr 2020, 6:47 am
According to BrokerCheck records financial advisor Charles Evan (Evan), formerly employed by MML Investors Services, LLC (MML Investors) has been subject to five customer complaints, one regulatory action, and one employment termination for cause during his career. [read post]
14 Oct 2017, 12:12 pm
In February 2017 Capin was permitted to resign from Raymond James Financial Services, Inc. [read post]
8 Apr 2021, 7:01 am
Broker Audrey Croft (Croft), currently employed at Ameriprise Financial Services, LLC (Ameriprise), has been subject to at least three customer complaints and an astonishing ten tax liens during the course of her career. [read post]
20 Sep 2017, 6:25 am
According to BrokerCheck records Todd Ryman (Ryman), now associated with SunTrust Investment Services, Inc. [read post]
17 Jan 2012, 7:16 am
Will you charge customers more? [read post]
10 Dec 2020, 10:34 am
The US Treasury Department Office of Foreign Assets Control announced sanctions Wednesday on former Kyrgyz Customs Service deputy Raimbek Matraimov for his role in a $700 million money-laundering scheme. [read post]
3 Sep 2023, 6:04 pm
In addition to insights on generative AI, Salesforce’s sixth State of the Connected Customer report reveals evolving influences on purchase decisions and what customers look for from marketing, commerce, sales, and service interactions. [read post]
2 Oct 2018, 4:26 pm
FCW.com: “Amid a barrage of daily headlines about turnover, disarray and mismanagement, the Department of Veterans Affairs is looking to reinvent itself as an agile agency focused on customer service. [read post]
3 Dec 2010, 7:19 am
After numerous denial of service attacks degraded their customer service, Wikileaks' service providers forced it off the net. [read post]
18 Aug 2014, 8:36 am
Service pricing, device discounts or accelerated refresh options, and customer experience (or concerns) regarding service coverage and reliability drive wireless procurement decisions. [read post]
29 Jun 2018, 7:26 am
Financial Industry Regulatory Authority (FINRA) CRD records show that Oklahoma-based Wells Fargo Clearing Services broker/adviser David Ridenour has received resolved or pending customer disputes. [read post]