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30 Aug 2013, 4:30 am by David DePaolo
The RICO cases basically deal with criminal conduct - if parties to workers' compensation claims collude illegally to deny benefits then certainly they can not escape penalty by hiding under the veil of exclusive remedy. [read post]
28 Aug 2013, 5:00 am by Kimberly A. Kralowec
Merrill Lynch, Pierce, Fenner & Smith, Inc., 672 F.3d 482, 491-92 (7th Cir.2012), distinguishing Wal-Mart Stores, Inc. v. [read post]
6 Aug 2013, 6:33 am by Beth Graham
  Finally, the court held, Here, the arbitrator expressly found in the award, “I do not find a reason to pierce the corporate veil and impose individual liability on Mr. [read post]
22 Jul 2013, 12:40 pm by Beckwith DUI Law
We defend clients in King County, Pierce County, and Thurston County. [read post]
8 Jul 2013, 6:26 am by Elysia Cherry
Human Rights Tribunal reminds employees to express their accommodation needs Player stabbed, referee dismembered over soccer quarrel in Brazil Edward Snowden : NSA ‘in bed together with’ other Western states Secret FISA Court Widens Power Of NSA To Spy On Us All Spousal Support Advisory Guidelines and Immigration Sponsorship George Zimmerman Trial: State Rests, Court Denies Motion to Aquit Zimmerman’s lawyers demand an acquittal Lying in the confirmation process:… [read post]
2 Jul 2013, 1:41 pm
The other day, I was blogging about tags, and somebody asked what are all the tags. [read post]
18 Jun 2013, 8:30 am
In the Matter of the FINRA Arbitration Between Gregory Kiernan, Claimant, vs Merrill Lynch, Pierce, Fenner & Smith Inc., Respondent (FINRA Arbitration 12-02362, June 14, 2013 )Respondent Merrill Lynch generally denied the allegations and asserted various affirmative defenses.The FINRA Arbitration Panel found Respondent Me... [read post]
4 Jun 2013, 7:48 am by D. Daxton White
In concluding the settlement, Wells Fargo and Banc of America neither admitted nor denied the charges, but consented to the entry of FINRA’s findings. [read post]
25 May 2013, 11:38 am by Linda A. Kerns, Esquire
The State’s application to enjoin the marriage was denied because there was no proof it was a “sham marriage. [read post]
14 May 2013, 3:31 am
Stockman, Respondent (AWC 2012033507601, May 9, 2013).Between July 1999 and August 2012, David Stockman ("Stockman") was registered with FINRA member firm Merrill Lynch, Pierce Fe... [read post]
8 May 2013, 1:30 pm by WIMS
The registration will provide growers with a new pest management tool for use on piercing/sucking insects. [read post]
29 Apr 2013, 6:33 am
In the Matter of Akber Syed, Respondent (AWC 2012033122901, April 24, 2013).Non-Registered, Associated PersonSyed entered the securities industry in 2010 as an associated, non-registered person, and on November 1, 2010, he was employed by Merrill, Lynch, Pierce, Fenner & Smith, Inc. until his June 13, 2012, termination. [read post]
17 Apr 2013, 9:01 pm by Marci A. Hamilton
  Ray Mouton’s recently published In God’s House pierces to the beating heart of the scandal in a riveting novel. [read post]
3 Apr 2013, 12:47 pm by D. Daxton White
Churning claims arise out of the inherent conflict of interest involved because a financial advisor is compensated by commissions earned in buying and selling securities on behalf of a client. [read post]