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5 Aug 2016, 6:27 am
Loseman, Gibson, Dunn & Crutcher LLP, on Saturday, July 30, 2016 Tags: Class actions, Delaware cases, Delaware law, Disclosure, Fraud-on-the-Market, Halliburton, Merger litigation,Omnicare v. [read post]
22 Jul 2016, 6:10 am
FEC, Conflicts of interest, Institutional Investors, Pension funds, Political spending,Social capital, State law, Supreme Court Berkshire’s Blemishes: Lessons for Buffett’s Successors, Peers, and Policy Posted by Lawrence A. [read post]
14 Jul 2016, 9:55 am by Barbara S. Mishkin
Mishkin The D.C. federal district court has rejected the plaintiffs’ attempt in State National Bank of Big Spring, Texas, et al. v. [read post]
12 Jul 2016, 6:41 am by Mark Astarita
Securities and Exchange CommissionThe reappointed members of the Committee are:Stephen Holmes, General Partner Emeritus, InterWest PartnersBarbara Roper, Director of Investor Protection, Consumer Federation of AmericaKurt Schacht, Managing Director, CFA InstituteAnne Sheehan, Director of Corporate Governance, California State Teachers’ Retirement SystemDamon Silvers, Director of Policy and Special Counsel, AFL-CIOThe new and reappointed members will… [read post]
16 Jun 2016, 9:30 pm by Justin Daniel
Writing for the Brookings Institution, Lisa V. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
10 Jun 2016, 6:15 am
Park, University of California, Los Angeles , on Friday, June 3, 2016 Tags: Disclosure, Dodd-Frank Act, Federalism, Investor protection, Misconduct, Rule 10b-5, Securities Act, Securities fraud, Securities regulation, Shareholder value, SOX, State law, Stock mispricing Remarks on Optimizing the Equity Markets Posted by Mary Jo White, U.S. [read post]
3 Jun 2016, 6:19 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Tuesday, May 31, 2016 Tags: Broker-dealers, Exchange Act, Financial institutions, Jurisdiction, Liability standards, Regulation SHO, SEC,Shareholder suits, Shareholder voting, Short sales, State law, Supreme Court, U.S. federal courts Holding Activists and Proxy Advisory Firms Accountable? [read post]
31 May 2016, 3:34 am by Broc Romanek
State Law” Practice Area, the US Supreme Court unanimously held – in Merrill Lynch, Pierce, Fenner & Smith v. [read post]
23 May 2016, 8:27 am by David Cosgrove
[v]Ibid [vi]SEC, DOL Fiduciary Rules Will Likely Be Different, White Says (2016, March 22). [read post]
20 May 2016, 6:45 am
McLaughlin and Yafit Cohn, Simpson Thacher & Bartlett LLP, on Friday, May 13, 2016 Tags: Acquisition agreements, Contracts, Corporate fraud, Delaware cases, Delaware law, Due diligence, Fair values,Fairness review, Liability standards, Merger litigation, Mergers & acquisitions, Reliance Genuine Parts Co. v. [read post]
29 Apr 2016, 6:10 am
Endogenous Legal Traditions and Economic Outcomes Posted by Carmine Guerriero, University of Amsterdam, on Friday, April 22, 2016 Tags: Diversity, Efficiency, Financial Regulation, Globalization, International governance, Labor markets, Legal systems,Market efficiency, Social policies, Stakeholders Dieckman v. [read post]
29 Apr 2016, 5:33 am
Dodd, 598 F.3d 449, 452–53 (U.S.Court of Appeals for the 8th Circuit 2010)); see also United States v. [read post]