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30 Jun 2023, 6:30 am
Commentary: Our Proxy Advice is Apolitical Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, June 23, 2023 Tags: ESG, Institutional Investors, Monetary policy, Proxy advisors, Proxy voting, Shareholder activism Nine Mistakes To Avoid When Transitioning CEOs Posted by Joseph M. [read post]
15 Apr 2009, 5:50 am
Inc. [read post]
4 Jun 2014, 11:04 am
It is dedicated to creating transformational learning communities committed to educational equity and excellence. [read post]
10 Mar 2017, 6:09 am
Hill, University of Sydney, on Monday, March 6, 2017 Tags: Australia, Boards of Directors, Institutional Investors, International governance, Japan, Long-Term value, Private ordering, Proxy access, Shareholder activism, Shareholder rights, Shareholder voting, UK Focus on Annual Incentives: Metrics, Goals, and More Posted by Roy Saliba, Institutional Shareholder Services, Inc., on Monday, March 6, 2017 Tags: Accounting, Boards of Directors, Compensation committees, Executive… [read post]
14 Dec 2020, 4:58 pm
SeeCubic, Inc., C.A. [read post]
1 May 2012, 8:16 pm
American Energy Services, 302 S.W.3d 299, 302 (Tex. 2009), quoting Light, 883 S.W.2d at 644-45. [read post]
22 Oct 2019, 11:44 am
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Patrick Auckland TIAA-VREF Individual & Institutional Services Morgan Stanley Matthew DiNinno Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Nicholas Diesso Ameriprise Financial… [read post]
29 Jul 2016, 12:59 pm
JAMS, Inc. v. [read post]
29 Jun 2010, 1:47 pm
Broker-dealers that sold Provident Royalties private placements Firm name Total sales Total commission paid to BD Advisory Group Equity Services Ltd. $110,000 $70,650 AFA Financial Group LLC $2,455,000 $456,150 American Portfolios Financial Services Inc. $585,000 $66,650 Asset Management Strategies LLC $220,000 $2,250 Ausdal Financial Partners Inc. $100,000 $2,250 Barron Moore Inc. $250,000 $96,750 Boogie Investment Group… [read post]
11 Aug 2017, 1:47 pm
In GIC Services, L.L.C. v. [read post]
11 Aug 2017, 1:47 pm
In GIC Services, L.L.C. v. [read post]
11 Aug 2017, 1:47 pm
In GIC Services, L.L.C. v. [read post]
30 Jun 2024, 4:30 pm
Dewberry Engineers Inc. [read post]
11 Aug 2010, 7:26 am
The 10-Q that Viacom, Inc. [read post]
25 Apr 2019, 11:59 am
Equity Sales Company UBS Painewebber Inc Sercia, Anthony Traderfield Securities Inc Legend Securities Soto, Rani Prudential Investment Management AllianceBernstein Investments Stanley, Cornell Jr. [read post]
15 Feb 2012, 11:47 am
The number of equity partners remained constant at 297, but total headcount dipped slightly from 890 to 884. [read post]
4 Aug 2010, 7:29 am
Court of Appeal (Civil Division) CRC Credit Fund Ltd & Ors v GLG Investments Plc (Sub-Fund: European Equity Fund) & Ors [2010] EWCA Civ 917 (02 August 2010) TM (Zimbabwe) & Ors v Secretary of State for the Home Department [2010] EWCA Civ 916 (30 July 2010) Sheffield City Council v Wall (Personal Representatives of) & Ors [2010] EWCA Civ 922 (30 July 2010) ZA (Nigeria) & Anor, R (on the application of) v Secretary of State for the Home Department [2010] EWCA Civ 926 (30… [read post]
12 Jan 2012, 5:00 am
Independent directors are compensated for their service on the board. [read post]
11 Mar 2010, 8:42 pm
John DeGroote Services, LLC, the liquidating trustee of the BearingPoint, Inc. [read post]
14 Oct 2011, 12:51 pm
After the Financial Industry Regulatory Authority, or FINRA, found that Raymond James Financial Services Inc. had charged excessive commissions in about 13,500 customer accounts due to a failure to supervise, the firm agreed to pay more than $750,000 plus interest to the customers, as well as a $200,000 fine. [read post]
