Search for: "Financial Management Service"
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8 Oct 2013, 3:00 am
The charges were brought on behalf of the Financial Services Commission of Ontario. [read post]
6 Nov 2011, 8:58 pm
ASIC has released new financial requirements for responsible entities (REs) of managed investment schemes in Class Order (CO 11/1140) and updated versions of Regulatory Guide 166 Licensing: Financial requirements (RG 166) and Pro Forma 209 Australian financial services licence conditions (PF 209). [read post]
25 Jan 2023, 11:28 am
So, what is the problem with the Department of Financial Services investigators? [read post]
1 Oct 2007, 10:00 am
On Thursday of last week, the House Committee on Financial Services held hearings on the SEC's access proposal. [read post]
23 May 2012, 6:30 am
Editor’s Note: Lord Adair Turner is chairman of the United Kingdom Financial Services Authority. [read post]
20 Aug 2023, 4:04 pm
Meanwhile APRA has revamped its prudential regulation, finalising the long awaited operating risk prudential standard CPS 230, publishing investment governance guidance and committing to an industry wide assessment of the cyber capability of the financial services regime. [read post]
20 Nov 2017, 5:44 am
A bill to provide a “Madden fix” and three other bills relevant to mortgage lenders were included among the more than 20 bills approved by the House Financial Services Committee on November 15, 2017. [read post]
8 Aug 2021, 4:05 pm
Treasury consultation on relief to Foreign Financial Service Providers (FFSPs). [read post]
18 Apr 2019, 7:22 am
Tirschwell’s claims present a significant wrinkle—one that makes this case particularly worth following for employers in the financial services sector. [read post]
11 Apr 2016, 1:29 pm
For a complete description of the event and to register, visit PLI’s 21st Annual Consumer Financial Services Institute page. [read post]
12 Nov 2012, 11:00 am
If you have an elderly loved one, the services of a money manager may allow that extra bit of control and freedom, both for you and your elderly loved one. [read post]
10 May 2017, 2:11 pm
This objective is based on the following considerations: the general public has to be able to have confidence in the expertise, integrity and soundness of the securities brokers and asset managers who offer their services on the financial markets; and the soundness and transparency of the financial sector must be safeguarded in the best way possible so that the financial resources offered via the capital market can be channeled via the best possible route… [read post]
6 Oct 2006, 2:59 pm
Financial details of the transaction are not being disclosed. [read post]
23 Mar 2016, 1:30 pm
Financial services companies are in an industry specifically targeted by the OFCCP and should expect more audits and greater scrutiny of their compensation practices. [read post]
25 Jul 2019, 8:00 am
We Give Services with a Little Extra People are shy about discussing their financial wellness. [read post]
28 Aug 2020, 8:11 am
The Director will provide leadership, direction, and manage the Tribal Family & Youth Services (TFYS) Department programs, activities, and functions including: department planning, development and implementation of culturally relevant services to our Tribal children, families, and Elders; strive for efficiencies and sustainability of programs; apply for, implement, and administer 15 to 20 grants to operate programs and services; responsible for the oversight… [read post]
10 Sep 2019, 8:00 am
We provide a Debt Management Plan for those in financial jeopardy. [read post]
8 Nov 2021, 4:08 am
We all have to manage our money. [read post]
21 Oct 2022, 2:09 am
Empowering clients to retrieve in depth case and financial metrics quickly and easily, down to the matter level, or matters managed by outside counsel, in real-time, is an industry first. [read post]
4 May 2008, 6:37 am
More of them are leaving the financial planning industry as reported by Plan Adviser citing a new report by Cerulli Associates, a research firm specializing in the financial service industry. [read post]
