Search for: "Financial Recovery Services Inc"
Results 461 - 480
of 1,380
Sort by Relevance
|
Sort by Date
6 Oct 2019, 3:37 am
Trawler Racer, Inc., 362 U. [read post]
25 Sep 2019, 10:41 pm
Examples of employment visa fraud cases with financial recoveries the U.S. include: Mu Sigma. [read post]
18 Sep 2019, 11:29 am
Here, plaintiff’s claimed damages were “strictly commercial financial losses, and these losses implicate the type of injury for which the economic loss doctrine would bar tort recovery. [read post]
18 Sep 2019, 6:38 am
(“Phoenix”) and Jack Duffy & Associates, Inc. [read post]
13 Sep 2019, 1:01 pm
UBS Lawsuit reportedly involves Bill Hightower According to the Financial Industry Regulatory Authority (FINRA), a FINRA panel ordered UBS Financial Services Inc. to pay $555,000 to an elderly Texas widow for investment losses in her individual retirement accounts due to allegedly unsuitable investments. [read post]
12 Sep 2019, 8:42 am
Freedom Communications Inc., (10th Cir.), FTC v. [read post]
2 Sep 2019, 12:59 pm
Durkin, exercising his “inherent authority” and acting at the urging of an objecting shareholder, has “abrogated” the settlement of the litigation arising out of the acquisition of Akorn , Inc. by Frensenius Kabi AG, and ordered the plaintiffs’ lawyers to return to Akorn their $322,000 mootness fee, ruling that the additional disclosures to which the company agreed were “worthless to shareholders” and that the underlying lawsuits should have… [read post]
28 Aug 2019, 8:05 am
Services, Inc. [read post]
12 Aug 2019, 10:47 am
Attorneys that provide services to clients with that yields a financial recovery to the client will typically have a security interest in that recovery to secure their fee. [read post]
4 Aug 2019, 11:36 am
Young Permitted to Resign by Comprehensive Asset Management and Servicing, Inc. [read post]
4 Aug 2019, 11:36 am
Young Permitted to Resign by Comprehensive Asset Management and Servicing, Inc. [read post]
1 Aug 2019, 11:54 am
Litigation Services Handbook: The Role of the Financial Expert, 4th Edition, John Wiley & Sons, Inc., January 2007 [9] In re Barclays Bank PLC Sec. [read post]
30 Jul 2019, 11:35 am
Booth has also been registered with the following firms: Cadaret, Grant & Co., Inc., Norwalk, CT— January 18, 1993 to December 8, 2005Guardian Investor Services Corporation, New York, NY— September 22, 1992 to January 28, 1993Reliastar Financial Marketing Corp., Seattle, WA— November 27, 1990 to September 22, 1992Although Booth is not currently associated with a FINRA member firm, he remains subject to FINRA’s jurisdiction pursuant to… [read post]
30 Jul 2019, 11:35 am
Booth has also been registered with the following firms: Cadaret, Grant & Co., Inc., Norwalk, CT— January 18, 1993 to December 8, 2005Guardian Investor Services Corporation, New York, NY— September 22, 1992 to January 28, 1993Reliastar Financial Marketing Corp., Seattle, WA— November 27, 1990 to September 22, 1992Although Booth is not currently associated with a FINRA member firm, he remains subject to FINRA’s jurisdiction pursuant to… [read post]
29 Jul 2019, 8:29 am
Financial terms of the acquisitions were not disclosed. [read post]
26 Jul 2019, 12:12 pm
Roger Lee Owens has 25 years in the securities industry at 5 different firms, including the following: Cetera Advisors LLC, Elkton, MD— July 18, 2007 to April 10, 2019Legacy Financial Services, Inc., Elkton, MD— December 14, 2005 to July 18, 2007 Uvest Financial Services Group, Inc., Charlotte, NC— August 18, 1997 to December 6, 2005Fortis Investors, Inc., Oakdale, MN— December 14, 1994 to September 5,… [read post]
26 Jul 2019, 12:12 pm
Roger Lee Owens has 25 years in the securities industry at 5 different firms, including the following: Cetera Advisors LLC, Elkton, MD— July 18, 2007 to April 10, 2019Legacy Financial Services, Inc., Elkton, MD— December 14, 2005 to July 18, 2007 Uvest Financial Services Group, Inc., Charlotte, NC— August 18, 1997 to December 6, 2005Fortis Investors, Inc., Oakdale, MN— December 14, 1994 to September 5,… [read post]
20 Jul 2019, 11:50 am
Forrest was registered with American Portfolios Financial Services, Inc. in Flint, Michigan from February 1, 2007 until November 16, 2016, FINRA states. [read post]
12 Jul 2019, 7:00 am
Sinh Thu Ly has been registered with Colorado Financial Service Corporation in Centennial, Colorado since February 1, 2019, FINRA states. [read post]
10 Jul 2019, 2:21 pm
Woodard has also been registered with the following firms: IFS Securities, Greenville, South Carolina— February 15, 2017 to November 13, 2017 Voya Financial Advisors, Inc., Greenville, South Carolina— June 4, 2013 to February 16, 2017Capital Investment Group, Inc., Greer, South Carolina— July 11, 2011 to June 28, 2013Brookstone Securities, Inc., Greer, South Carolina— January 8, 2009 to July 11, 2011 (FINRA expelled Brookstone Securities… [read post]
