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12 Jul 2023, 1:49 am
On 11 July 2023, HM Treasury published the Financial Services and Markets Act 2023 (Commencement No.1) Regulations 2023, a statutory instrument (SI) setting out the first commencement regulations made under the Financial Services and Markets Act 2023. [read post]
6 Dec 2023, 7:50 am
On 5 December 2023, HM Treasury (HMT) published an illustrative draft of the Financial Services and Markets Act 2000 (The Ombudsman Scheme) Regulations 2024, along with a Policy Note. [read post]
4 May 2010, 2:30 am
Financial Services Authority and Others v Amro International SA Court of Appeal “The Financial Services Authority was entitled to order production of documents from accountants at the request of the US Securities and Exchange Commission without subjecting the request to critical examination. [read post]
13 May 2021, 1:58 pm
Northstar Financial Services (Bermuda) History Northstar Financial Services (Bermuda) was established in 1998 as Nationwide Financial Services (Bermuda). [read post]
15 May 2023, 4:13 pm
This fall the Supreme Court will be hear a case captioned Community Financial Services of America v. [read post]
7 May 2021, 9:03 am
Morgan Securities, and Ocean Financial Services. [read post]
7 Oct 2016, 1:21 pm
Co-Authors: Josephine Cicchetti, Steven Blickensderfer Last week, New York’s Department of Financial Services released its long-awaited proposed cybersecurity regulation, which promises to deliver sweeping protections to consumers and financial institutions alike. [read post]
18 Apr 2012, 4:00 am
The American Bar Association (ABA) and the Committee on Consumer Financial Services of the ABA’s Section of Business Law have submitted comment letters on two CFPB proposals. [read post]
10 Jan 2024, 9:04 am
On 18 December 2023, the Financial Services and Markets Act 2023 (Digital Securities Sandbox) Regulations 2023 (SI 2023/1398) were published, along with an explanatory memorandum. [read post]
16 Mar 2011, 3:20 pm
The House Financial Services Committee held a hearing today on the new Consumer Financial Protection Bureau, which is under fire from House Republicans even before it has taken an official act. [read post]
29 Nov 2023, 3:32 am
On 28 November 2023, there was published on legislation.gov.uk The Financial Services and Markets Act 2023 (Panel Remuneration and Reports) Regulations 2023. [read post]
12 Aug 2008, 8:30 am
Shore v Sedgwick Financial Services Ltd and Another Court of Appeal “If a client, on the advice of a financial expert, transferred his pension investment from one old safe pension scheme to a new risky pension scheme, in which the value of his investment went down, the client's right to sue the adviser in negligence accrued when the transfer was made; it was not contingent upon the occurrence of loss. [read post]
27 Jan 2014, 8:04 am
MishkinTomorrow, the House Financial Services Committee will conduct a hearing entitled “The Semi-Annual Report of the Consumer Financial Protection Bureau. [read post]
14 Jun 2023, 3:05 am
Dallas-Based Boutique Wealth Management Firm Selected for DEI, Service Categories and Digital Marketing Campaign of the Year DALLAS , June 14, 2023 /PRNewswire/ -- Prospera Financial Services, Inc. [read post]
10 Sep 2019, 12:21 pm
The House Financial Services Task Force on Artificial Intelligence will hold a hearing entitled, “The Future of Identity in Financial Services: Threats, Challenges, and Opportunities,” at 9:30 a.m. on Thursday, September 12, 2019, in room 2128 of the Rayburn House Office Building. [read post]
2 Jul 2018, 7:02 am
Head of Bakers' Belgian and EMEA financial services and insurance practice Pierre Berger takes team to DLA [read post]
4 Jun 2019, 12:34 pm
Justin Herring, '04, to Lead New Cybersecurity Division for New York Department of Financial Services PropertyCasualty360 [read post]
18 Apr 2019, 7:38 am
The Institute is considered the country’s premier consumer financial services CLE program and this year’s Institute will once again explore in detail important developments in consumer financial services regulation and litigation. [read post]
17 Dec 2011, 12:35 pm
It’s important that our adoption services are efficient and effective, making good and durable placements and doing it quickly. [read post]
22 Apr 2014, 8:51 am
The law offices of Khorrami Boucher Sumner Sanguinetti, LLP are conducting an ongoing investigation into the business practices of First Financial Services, Inc. on suspicion that it violated various federal regulations. [read post]
