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11 Jan 2022, 12:45 pm by The White Law Group
  The post SEC Permanently Bars Advisor Michael Shillin after Criminal Fraud Charges  appeared first on The White Law Group. [read post]
26 May 2021, 8:42 am by John Jascob
NYSE: In a Primary Direct Floor Listing, as distinguished from a Selling Shareholder Direct Floor Listing, the applicable aggregate market value of publicly-held shares requirement would be met if the company will sell at least $100 million in market value of the shares in the Exchange’s opening auction on the first day of trading (as an alternative, when less than $100 million is involved, NYSE could determine the requirement has been met if the aggregate market… [read post]
29 Nov 2015, 10:03 pm by News Desk
“Following this interview, you were seen touching shelled walnut meats with your bare hands, without first washing your hands. [read post]
26 Aug 2012, 10:00 pm by Peter Mahler
First, we’ll look at what appears to be a decision of first impression, holding that a liquidating receiver may consider the tax advantages of a shareholder bid for the dissolved corporation’s assets structured as a stock redemption. [read post]
26 Jan 2018, 7:22 am by Amy Mudge and Kathleen Sheridan
First, the very notion of a seal itself – according to the FTC – implies that a product bearing that seal has been endorsed or certified by an independent third party. [read post]
23 Oct 2017, 11:20 am by Richard Hunt
Jalisco Market, LLC, 2:16-CV-619-CW-BCW, 2017 WL 4621612, at *15 (D. [read post]
16 Aug 2018, 12:00 am by Sever | Storey
In addition, the pipeline will require as much as 100 feet of easements during the construction phase. [read post]
27 May 2022, 7:57 am by Chris Sutton
Respect the “S” Among other things, to maintain valid and effective status as a subchapter S corporation, the company must not have (or be deemed to have) more than 100 shareholders, must be owned only by U.S. citizen or permanent-resident individuals and certain qualified trusts, and must have only one class of stock or LLC interests. [read post]
4 Dec 2017, 7:05 am by John Jascob
These defendants owned 100 percent of AR Capital, but took RCAP public, retaining only a minority interest in RCAP. [read post]
7 Oct 2021, 12:18 pm by Silver Law Group
He was previously employed with Wachovia Securities, LLC (CRD#:19616), also of Boca Raton, UBS Financial Services Inc. [read post]