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Recounting the early days of his career, after graduating from Rutgers University, Andrews spent nine years working as an account manager in group insurance at Prudential Financial before moving into his first DEI role at Bristol-Myers Squibb in 2002. [read post]
Recounting the early days of his career, after graduating from Rutgers University, Andrews spent nine years working as an account manager in group insurance at Prudential Financial before moving into his first DEI role at Bristol-Myers Squibb in 2002. [read post]
13 Apr 2011, 9:32 am by Kurt J. Schafers
The former sales manager downloaded customer names and addresses, account numbers, and asset values to a portable thumb drive, and provided the records to his new employer after resigning from GunnAllen. [read post]
21 Apr 2023, 6:30 am
Fuse Brown (Georgia State University), on Wednesday, April 19, 2023 Tags: capital investment, Financial regulation, investors, market power, Medicine, Private equity What The First Universal Proxy Card Contests Say About the Future of Activism Posted by Kai H.E. [read post]
21 Apr 2023, 6:30 am
Fuse Brown (Georgia State University), on Wednesday, April 19, 2023 Tags: capital investment, Financial regulation, investors, market power, Medicine, Private equity What The First Universal Proxy Card Contests Say About the Future of Activism Posted by Kai H.E. [read post]
28 Jul 2011, 10:54 am by James Hamilton
The September 2008 collapse of Lehman Brothers Holdings Inc. disrupted the entire economy and greatly affected owners of the company’s securities. [read post]
8 Jul 2009, 6:24 am
Auction Bids Publicly Disclosed Following Embargo On June 25, 2009 the FDIC publicly released for the first time the formerly sealed bid forms submitted on May 19, 2009 by all three bidders in the auction for BankUnited Financial Corp. [read post]
2 Apr 2020, 7:49 am by Renae Lloyd
Credit Suisse High Yield Bond Fund, Inc. is a closed ended fixed income mutual fund launched and managed by Credit Suisse Asset Management, LLC. [read post]
23 May 2009, 9:57 am
Arrow Financial Services 65 Asset Acceptance 17 Atlantic Credit & Finance 78 Cach, LLC 11 Capital Financial Credit LLC 1 Cavarly Portfolio Services, LLC 6 Delta Capital Resources, LLC 7 Harvest Credit Management, LLC 2 Hilco Receivables LLC 11 Lionheart Funding LLC 10 LVNV Funding 15 MCM Holdings LLC 2 Merchants Adjustment Services, Inc. 3 Midland Funding LLC 82 NCO Portfolio Management 5 Northstar Capital Acquistions, LLC 21 Palisades… [read post]
10 Feb 2012, 1:25 pm
Inc. and its subsidiary Morgan Stanley Smith Barney LLC were fined $1 million by FINRA for excessive markups and markdowns in corporate and municipal bond transactions. [read post]
3 Mar 2022, 12:28 pm by PaperStreet Web Design
GWG Holdings is an alternative asset management and investment firm based in Dallas, Texas. [read post]
15 Sep 2023, 6:38 am by Zak Gowen
Legal and Regulatory Developments SPOTLIGHT: The CFPB Eyes Tech Firms’ Role in Governing Tap-To-PayDigital Transactions News – September 8, 2023 The Consumer Financial Protection Bureau late Thursday released a report raising questions about the part restrictions imposed by big technology firms like Apple Inc. and Alphabet Inc’s Google subsidiary may play in hampering innovation, consumer choice, and the growth of open and decentralized banking and… [read post]
17 Mar 2024, 5:42 pm by Cynthia Marcotte Stamer
  Among other things: Due to the widespread use of the Change Healthcare tools and systems as a financial clearinghouse for connecting pharmacy benefit managers, health care providers, and other key plays and health plans throughout the health care and health benefits industry, the attack has and continues to disrupt key billing, care-authorization, payment and other transactions between health care payers and pharmacies, physicians and other health care providers and… [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA… [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA… [read post]
18 Apr 2024, 7:37 am by Charlie Jarrett
  Collectively, the 5 investment advisers, GeaSphere LLC; Bradesco Global Advisors Inc.; Credicorp Capital Advisors LLC; InSight Securities Inc., and Monex Asset Management Inc., were censured, ordered to cease and desist from further violations of the Investment Advisers Act of 1940, and pay civil penalties ranging from $20,000 to $100,000. [read post]