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21 Dec 2022, 6:31 am
Whereas companies were able to implement other Dodd-Frank compensation-related rules without fundamentally changing their pay plans (such as the CEO pay ratio disclosure requirements), the clawback rule requires the NYSE and NASDAQ to update their listing standards and issuers to adopt a specific policy that affects the amount of compensation executives will ultimately take home. [read post]
21 Dec 2022, 6:31 am
Whereas companies were able to implement other Dodd-Frank compensation-related rules without fundamentally changing their pay plans (such as the CEO pay ratio disclosure requirements), the clawback rule requires the NYSE and NASDAQ to update their listing standards and issuers to adopt a specific policy that affects the amount of compensation executives will ultimately take home. [read post]
2 Feb 2012, 9:53 am by James Hamilton
Staff has noted that a statutory change may be necessary to ensure that the U.S. is able to fully cooperate with international regulators to share critical information regarding global risk exposure and trade data. [read post]
2 Feb 2012, 9:53 am by James Hamilton
Staff has noted that a statutory change may be necessary to ensure that the U.S. is able to fully cooperate with international regulators to share critical information regarding global risk exposure and trade data. [read post]
19 Apr 2017, 10:55 am by Barbara S. Mishkin
  The CFPB has changed the policy to extend that period to ten business days. [read post]
22 May 2012, 2:00 am by Kara OBrien
Title VII of the Dodd-Frank Act and related regulation will likely have a significant impact on both financial and nonfinancial end-users. [read post]
1 Oct 2010, 4:31 pm
Further, he made the change without telling either Frank or Jamie because, he says, both spouses always intended that the team remain Frank's separate property. [read post]
21 Jul 2011, 8:41 am by James Hamilton
There are substantial differences between the SEC and CFTC with regard to proposed regulations implementing the derivatives provisions of the Dodd-Frank Act, said House Agriculture Committee Chair Frank Lucas (R-OK). [read post]
By Pillsbury's Construction & Real Estate Law Team Please join us on May 6, 2020, for a conversation with Rachel Horsch and Nancy Fischer of Pillsbury as well as Jonathan Schaefler, Managing Director of real estate company Newmark Knight Frank, regarding foreign direct investment, CFIUS, changes in regulation and what the market holds. [read post]
25 Feb 2019, 8:44 am by Joanna Kamvouris
The Ohio Secretary of State, Frank LaRose, released new campaign contribution limits adjusted for inflation each odd-numbered year. [read post]
13 Apr 2015, 8:10 am by Duets Guest Blogger
Your Current Name Is An Acronym – Sometimes the acronym represents the initials of the owners (e.g., A&W Restaurants after Roy Allen and Frank Wright). [read post]
9 Aug 2010, 4:21 pm by James Hamilton
The change contains a specific exception for companies registered under the Investment Company Act. [read post]
15 Aug 2011, 4:19 pm by James Hamilton
These changes include a regulatory overhaul in light of Title XIV of the Dodd-Frank Act as well as other regulatory initiatives to further regulate residential mortgages that predate that Act. [read post]
15 Aug 2011, 4:19 pm by James Hamilton
These changes include a regulatory overhaul in light of Title XIV of the Dodd-Frank Act as well as other regulatory initiatives to further regulate residential mortgages that predate that Act. [read post]
20 Jul 2010, 9:36 am by Brett McDonnell
  Should we change the business model of credit rating agencies to avoid conflicts of interest, and if so, how? [read post]
2 Mar 2011, 9:01 am by N. Peter Rasmussen
The rationale is that this type of statute takes away no substantive right but simply changes the tribunal that is to hear the case. [read post]
15 Feb 2012, 9:13 am by James Hamilton
More broadly, the institutional investors said that, despite enactment of the Dodd-Frank Act, there is a growing movement to undercut the goals of market reform. [read post]
5 Jul 2011, 10:46 am by James Hamilton
Referencing Section 929R of the Dodd-Frank Act and a petition for rulemaking that Wachtell, Lipton, Rosen & Katz submitted to the SEC earlier this year, the hedge fund industry urged the Commission to conduct a comprehensive review of the existing Exchange Act beneficial ownership regime and the potential implications of any changes to the regime before embarking on any proposed rulemaking under Sections 13(d) and 13(g). [read post]