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15 Jul 2022, 6:29 am
Securities and Exchange Commission, on Thursday, July 14, 2022 Tags: Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting Statement by Chair Gensler on Adoption of Amendments to the Rules Governing Proxy Voting Advice Posted by Gary Gensler, U.S. [read post]
15 Jul 2022, 6:29 am
Securities and Exchange Commission, on Thursday, July 14, 2022 Tags: Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting Statement by Chair Gensler on Adoption of Amendments to the Rules Governing Proxy Voting Advice Posted by Gary Gensler, U.S. [read post]
13 Jul 2022, 9:01 pm by Gary Gensler
These statements were issued on July 13, 2022, by Gary Gensler, chairman of the U.S. [read post]
12 Jul 2022, 6:28 am
Securities and Exchange Commission, which, under Chair Gary Gensler’s leadership, has sought to establish a series of new regulatory standards, including its climate-related disclosure rule proposal and its efforts to regulate digital assets as securities. [read post]
12 Jul 2022, 6:28 am
Securities and Exchange Commission, which, under Chair Gary Gensler’s leadership, has sought to establish a series of new regulatory standards, including its climate-related disclosure rule proposal and its efforts to regulate digital assets as securities. [read post]
When publishing the agenda, SEC Chair Gary Gensler emphasized that the SEC’s determined approach is being driven by the desire to “modernize our rules for today’s economy and technologies,” in order to protect investors and maintain orderly capital markets. [read post]
27 Jun 2022, 5:24 am by John Jascob
In fact, CII said that is agrees with SEC Chair Gary Gensler that a final rule, as described and supplemented, would strengthen the transparency and quality of corporate financial statements and accountability of corporate executives to their investors.Additional restatements that would trigger a compensation recovery analysis. [read post]
26 Jun 2022, 9:05 pm by Joel Seligman
On June 10, 2022, U.S. senators Cynthia Lummis (R-WY) and Kirsten Gillibrand (D-NY) introduced S. 4356, their Responsible Financial Innovation Act, to transfer most regulation of cryptoproducts to the Commodity Futures Trading Commission (CFTC}, essentially ousting the SEC, presumably perceived to be a more aggressive regulator, from oversight of cryptoproducts that were securities. [read post]
23 Jun 2022, 9:01 pm by Hester M. Peirce
Chair Gensler’s Regulatory Flexibility Agenda[1] for the Securities and Exchange Commission sets forth flawed goals and a flawed method for achieving them. [read post]
23 Jun 2022, 8:59 am by John Jascob
By John Filar AtwoodThe extent of SEC Chair Gary Gensler’s ambitious agenda came into clear view today as the Commission released its Spring 2022 regulatory flexibility agenda with 27 items in the proposed rule stage and 26 matters in the final rule stage. [read post]
19 Jun 2022, 1:42 pm by Stuart Kaplow
As the fund industry has developed, gaps in the current Names Rule may undermine investor protection,” said SEC Chair Gary Gensler in a virtual news conference on the day of the rules release. [read post]
18 Jun 2022, 6:30 am
According to SEC Chair Gary Gensler, “[w]e have a basic bargain in our securities regime, which came out of Congress on a bipartisan basis under the Sarbanes-Oxley Act of 2002. [read post]
18 Jun 2022, 6:30 am
According to SEC Chair Gary Gensler, “[w]e have a basic bargain in our securities regime, which came out of Congress on a bipartisan basis under the Sarbanes-Oxley Act of 2002. [read post]
17 Jun 2022, 6:57 am by John Jascob
Chair Gary Gensler said that index funds have evolved to a degree that an index provider can influence users of the index to buy or sell securities, which raises questions about how the SEC can best protect the public (Request for Comment on Certain Information Providers Acting as Investment Advisers, Release No. [read post]
17 Jun 2022, 6:27 am
Sandstrom, Center for Political Accountability, on Friday, June 10, 2022 Tags: Accountability, ESG, Lobbying, Political spending, Reputation, Social contract, Stakeholders Remarks by Chair Gensler Before the Investor Advisory Committee Posted by Gary Gensler, U.S. [read post]