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19 Nov 2018, 4:44 am
Does Stockbroker X have the right to retain 100% of that commission? [read post]
18 Nov 2014, 3:00 am
In today's BrokeAndBroker.com Blog, we consider claims about unpaid commissions and the calculation of deferred compensation.Case In PointIn a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in November 2013, Claimant Kelly asserted breach of contract attendant to Respondent SagePoint’s alleged failure to pay him commission compensation and Respondents purportedly improper calculation and valuation of his deferred… [read post]
23 Nov 2014, 11:26 am
The Downside of the Boom: As North Dakota’s Oil Industry Has Grown, Spills and Leaks Have Soared,” by Deborah Sontag and Robert Gebeloff: “[A]s the [North Dakota fracking] boom … exploded, the number of reported spills, leaks, fires and blowouts has soared, with an increase in spillage that outpaces the increase in oil production … Yet, even as the state has hired more oil field inspectors and imposed new regulations, forgiveness remains embedded in the… [read post]
17 Jun 2024, 5:00 am
Our team has been closely monitoring developments within the Federal Trade Commission (FTC) after the commission proposed a ban on non-compete clauses in employment contracts last January. [read post]
16 Dec 2015, 7:39 am
The Texas Railroad Commission has nothing to do with railroads. [read post]
25 Aug 2018, 10:17 pm
On 1 August 2018, the Competition Commission called for final comments on its far-reaching Code of Conduct for Competition in the Automotive Industry. [read post]
23 Aug 2010, 1:30 pm
On August 19, the Canadian Radio-television and Telecommunications Commission (CRTC) issued a decision amending its interpretation of the Unsolicited Telecommunications Rules with respect to the financial industry. [read post]
17 Jun 2024, 1:57 am
Last year, the Federal Trade Commission (FTC) issued a proposed rule to ban most noncompete agreements nationwide, with very limited exceptions. [read post]
18 May 2020, 1:54 pm
The second layer, the report notes, requires the U.S. to “deny benefits” to adversaries by securing “critical networks,” such as government servers, regional electrical grids, election software, and the systems that undergird the financial services and telecommunications industries. [read post]
18 May 2020, 1:54 pm
The second layer, the report notes, requires the U.S. to “deny benefits” to adversaries by securing “critical networks,” such as government servers, regional electrical grids, election software, and the systems that undergird the financial services and telecommunications industries. [read post]
20 Jun 2020, 1:50 am
Financial Industry Regulatory Authority, Appellee (Judgment, DCCir)Securities and Exchange Commission and Justice Department’s Antitrust Division Sign Historic Memorandum of Understanding (SEC Release)Justice Department’s Antitrust Division And The Securities And Exchange Commission Sign Historic Memorandum Of Understanding (DOJ Release)Modernizing U.S. [read post]
14 Jul 2014, 3:23 am
What makes such Industry Standard Practices and Commercially Reasonable Efforts so promisingly effective is that: They were approvingly cited as source of guidance as to what a business must do to properly protect its customers' data, by the court in the case entitled, The Federal Trade Commission, Plaintiff, v. [read post]
12 Oct 2021, 7:18 am
Last month, the National Association of Realtors (“NAR”), the largest real estate industry trade association in the United States, filed suit against the U.S. [read post]
12 Oct 2015, 6:00 am
Industrial Welfare Commission Wage Orders 4 and 5 have special provisions for meal periods that apply only to employees in the health care industry, as defined. [read post]
12 Jul 2010, 1:00 am
Sheffrin (Tulane) has published Tax Reform Commissions in the Sweep of California's Fiscal History, 37 Hastings Const. [read post]
23 Jul 2014, 7:15 am
At least that is what the pipeline industry is hoping. [read post]
31 May 2012, 9:13 am
This conference, which will be attended by several representatives of the European Commission and the Council as well as a wide range of industry stakeholders, represents the last opportunity for interested parties to provide their own input into the process with the possibility of influencing the outcome. [read post]
19 Mar 2008, 5:46 pm
Here's a copy of the Commission's petition to the Mississippi Supreme Court. [read post]
7 Nov 2007, 1:09 am
Days after the release of the Industry Canada commissioned study on the correlation between P2P and CD sales, Statistics Canada has just released a report on the state of the sound recording and music publishing industries in Canada. [read post]
19 Aug 2021, 5:00 am
"Early in his career, he helped draft key provisions of the Commodity Futures Trading Commission Act of 1974 that made the CFTC the sole regulator of the US futures industry," said Mr. [read post]
