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20 Nov 2022, 9:01 pm by Michael C. Dorf
Still, it is likely if not certain that if the Supreme Court were to overrule Obergefell, and in the absence of the RMA, the Court would allow states that forbid same-sex marriages to deny recognition to such marriages celebrated out of state.The RMA would thus provide a hedge against an aggressive Supreme Court. [read post]
19 Feb 2013, 2:31 am by Robert Kraft
Julie Delgado, a writer and high school English teacher from New York. [read post]
10 Mar 2011, 4:55 pm by James Hamilton
In a letter to the Appropriations Committee, Senator Robert Menendez (D-NJ) urged that the SEC and CFTC be funded for the balance of FY 2011 at the levels provided in S. 3677, the Senate Committee bill reported to the Senate in July 2010 and at the levels requested in the President's FY 2012 budget for the following year. [read post]
29 May 2012, 11:28 am by Ailyn Cabico
  Pursuant to the JOBS Act, the SEC has 90 days from the date of enactment (July 4, 2012) to adopt rules implementing this provision. [read post]
18 Aug 2010, 8:29 pm by Carter Ruml
No. 5 (July 22, 2010), is that sort of case: an interesting taxpayer loss. [read post]
5 Jun 2015, 3:52 am by Broc Romanek
Comments on this new analysis are due by July 6th (coincidentally, the same deadline as the P4P proposal). [read post]
21 Jul 2017, 6:30 am by Doug Cornelius
Furthermore, arbitrageurs, and specifically hedge funds, may not always absorb and correct these shocks and may even contribute to the noise in prices. [read post]
29 Jul 2020, 11:43 am by Silver Law Group
Consistent with the growing trend of awards per year, in July, 2020, the SEC’s Whistleblower Office announced three more awards: two undisclosed amounts on July 21, 2020 and one award of over $3.8 million on July 14, 2020. [read post]
12 Jul 2013, 12:12 pm by Ailyn Cabico
Gould and Jessica Brown On July 10, 2013, the Securities and Exchange Commission (“SEC”) voted to lift the ban on general solicitation and advertising by private funds (and other private company issuers) as mandated by Congress in the Jumpstart Our Business Startups Act (“JOBS Act”). [read post]
11 May 2015, 8:00 am by Adam Weinstein
Ulysses is now a defunct Illinois limited liability company but was a third-party marketer of hedge funds whose main function was to introduce and market hedge funds to financial institutions in exchange for the hedge funds paying Ulysses a fee. [read post]
8 May 2012, 10:55 am by Ailyn Cabico
  The Act mandates that the SEC implement rule amendments ninety days after the enactment of the Act, or by July 4, 2012. [read post]
21 Nov 2010, 8:02 pm by Hedge Fund Lawyer
(c) If, prior to the effective date of the withdrawal from registration of an investment adviser on Form ADV-W, the Commission has instituted a proceeding pursuant to section 203(e) of the Act (15 U.S.C. 80b-3(e)) to suspend or revoke registration, or pursuant to section 203(h) of the Act (15 U.S.C. 80b-3(h)) to impose terms or conditions upon withdrawal, the withdrawal from registration shall not become effective except at such time and upon such terms and conditions as the Commission deems… [read post]
President Obama signed this financial-regulation law, known as Dodd-Frank, into law nearly two years ago, on July 21, 2010. [read post]
16 Mar 2011, 7:36 pm by Hedge Fund Lawyer
If so, should the Department issue an order that “grandfathers” Section 3(c)(1) funds organized prior to July 21, 2010? [read post]
5 Jul 2021, 6:16 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System by Leo E. [read post]
10 Jul 2022, 6:25 am
Posted by Zeno Bach, Alexander Fink, Roland Leithauser, Kekst CNC, on Sunday, July 10, 2022 Editor's Note: Zeno Bach is an Associate, and Alexander Fink and Roland Leithauser are Partners at Kekst CNC. [read post]
25 Jul 2019, 6:26 am
Posted by Assaf Hamdani (Tel Aviv University) and Sharon Hannes (Tel Aviv University), on Thursday, July 25, 2019 Editor's Note: Assaf Hamdani is Professor of Law and Sharon Hannes is Professor of Law and Dean of the Faculty at Tel Aviv University Buchmann Faculty of Law. [read post]
10 Jul 2022, 6:25 am
Posted by Zeno Bach, Alexander Fink, Roland Leithauser, Kekst CNC, on Sunday, July 10, 2022 Editor's Note: Zeno Bach is an Associate, and Alexander Fink and Roland Leithauser are Partners at Kekst CNC. [read post]
2 May 2011, 8:12 am by Kara OBrien
Update on Dodd-Frank Investment Adviser Registration Requirements Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), which became law on July 21, 2010, repealed effective July 21, 2011, the private advisor exemption from registration as an investment adviser under the Investment Advisers Act of 1940 (Advisers Act). [read post]