Search for: "Julie Hedges"
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28 Jul 2016, 1:45 pm
From the Desk of Jim Eccleston at Eccleston Law LLC: On July 15, 2016, the SEC charged both Thomas D. [read post]
28 Jul 2016, 6:21 am
Posted by Paula Loop, PricewaterhouseCoopers LLP, on Thursday, July 28, 2016 Editor's Note: Paula Loop is Leader of the Governance Insights Center at PricewaterhouseCoopers LLP. [read post]
27 Jul 2016, 6:14 am
Kess and Yafit Cohn, Simpson Thacher & Bartlett LLP, on Wednesday, July 27, 2016 Editor's Note: Avrohom J. [read post]
22 Jul 2016, 11:01 am
www.colefrieman.com July 22, 2016 Clients and Friends: We hope that this message finds you well and that you are enjoying the first months of summer. [read post]
22 Jul 2016, 6:10 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, July 22, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 15–July 21, 2016. [read post]
20 Jul 2016, 11:30 am
Following the hosting of a rambunctious Fourth of July party in the Hamptons, Moore Capital Management has fired fund manager Brett Barna. [read post]
11 Jul 2016, 2:47 pm
On July 7, 2016, the Federal Reserve announced that it will extend until July 21, 2017 the conformance period for banking entities to divest ownership in certain legacy investment funds and terminate relationships with funds that are prohibited under Section 619 of the Dodd-Frank Act, commonly known as the Volcker Rule. [read post]
7 Jul 2016, 1:30 pm
Pillsbury is hosting a hedge fund startup event with 100 Women in Hedge Funds next Thursday, July 14. [read post]
7 Jul 2016, 6:15 am
Bork, Thompson Hine LLP, on Thursday, July 7, 2016 Editor's Note: Derek D. [read post]
6 Jul 2016, 10:39 am
In July 2014, Philips Holding USA expressed interest in acquiring Volcano for $24 per share. [read post]
1 Jul 2016, 6:11 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, July 1, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of June 23–June 30, 2016. [read post]
30 Jun 2016, 1:53 pm
Martin was most recently employed and registered from July 2009 to July 2015 with G.F. [read post]
29 Jun 2016, 11:29 am
Martin was registered with GF Investment Services from July 2009 to July 2015. [read post]
26 Jun 2016, 4:33 pm
The historic June 23, 2016 vote by a majority of voters for the United Kingdom to leave the European Union has dominated the headlines and roiled financial markets around the world – and for good reason. [read post]
13 Jun 2016, 7:21 am
The statement noted that the president would like to sign the bill into law ahead of the July 1 payment deadline. [read post]
2 Jun 2016, 5:23 am
LamparielloCase Number: 09-cv-00818 (United States District Court for the Central District of California)Date Filed: July 16, 2009Date of Qualifying Order/Judgment: February 23, 2016 4/29/2016 7/28/2016 2016-60 SEC v. [read post]
31 May 2016, 8:14 am
As announced in the Federal Register, comments are due by June 27, 2016; replies may be filed by July 26. [read post]
18 May 2016, 9:42 am
He said he's against the carried interest racket, for hedge funds. [read post]
13 May 2016, 6:02 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
22 Apr 2016, 3:37 am
As noted in this MarketWatch article – and this WSJ article – Senator Warren is once again taking aim at the SEC, saying it has let down investors by allowing Steven Cohen back into the hedge-fund business… FINRA: Proposes Delay for New Debt Research Rule As noted in this MoFo blog, FINRA has proposed delaying further the implementation date of its new debt research rule (Rule 2422) until July 16, 2016. [read post]
