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8 Mar 2011, 3:56 pm
District Court for the Western District of Washington says that King County, Washington has pleaded sufficient facts to continue with its securities fraud lawsuit accusing Merrill Lynch, Merrill Lynch, Pierce, Fenner and Smith Inc. and Merrill Lynch Money Markets Inc. of facilitating its purchase of allegedly toxic mortgage-backed securities and violating the Washington State Securities Act. [read post]
19 Nov 2020, 5:10 am
Douglas Stopkey was registered with Merrill Lynch, Pierce, Fenner & Smith in Richmond, VA, from March 1992 until September 2018, when he was terminated. [read post]
8 Nov 2019, 12:19 pm
The post Merrill Lynch, Raymond James to Pay $12 Million to Customers appeared first on The White Law Group. [read post]
18 Apr 2009, 2:04 pm
The merged legal department of Bank of America and Merrill Lynch, with a combined team of around 700, is in the midst of slimming down. [read post]
1 Mar 2022, 6:14 pm
“1st Circuit Judge Sandra Lynch to Take Senior Status; Lynch was appointed to the federal appeals court by former President Bill Clinton in 1995”: Avalon Zoppo of The National Law Journal has this report. [read post]
23 Jan 2007, 11:42 am
Merrill Lynch is one of these banks. [read post]
22 Jul 2019, 9:57 am
Kenahan – Merrill Lynch, Boston MA According to an article in CNBC on Friday, Merrill Lynch reportedly paid a whopping $40 million settlement to a customer who alleged his broker, Charles E. [read post]
7 Nov 2014, 9:26 am
Lynch's role in the Holloway case. [read post]
20 Jul 2011, 1:00 pm
Merrill Lynch & Co., Inc., No. 08-cv-10841 (S.D.N.Y. [read post]
19 Jan 2007, 8:16 am
Merrill Lynch has disclosed breathtaking fourth quarter earnings. [read post]
19 Dec 2017, 10:43 am
FINRA says Merrill Lynch Deficiencies Related to Extended Settlement Transactions According to the Financial Industry Regulatory Authority (FINRA), the regulator has fined Merrill Lynch, Pierce, Fenner & Smith Incorporated $1.4 million. [read post]
2 Mar 2020, 5:56 am
Continue Reading › The post Citigroup, LPL Financial, Morgan Stanley, JP Morgan Securities, and Merrill Lynch Fined $1.4M for Failure to Reasonably Supervise appeared first on Investor Lawyers Blog. [read post]
20 Oct 2021, 7:03 am
Bartman opened in 2016 with Merrill Lynch, Pierce, Fenner & Smith, ... [read post]
6 Mar 2011, 9:09 am
The Springfield Journal-Register reported last week on the latest lawsuit to hit Merrill Lynch, the IFDA and the law firm that represented the Association. [read post]
7 Nov 2014, 5:40 pm
Lynch to take a position yet, but Mr. [read post]
7 Apr 2017, 7:39 am
Furthermore, Merrill Lynch allegedly deprived its customers of interest and profits because the trades, called leveraged conversion trades, reduced Merrill Lynch’s required customer reserves by up to $5 billion per week. [read post]
5 May 2009, 8:12 am
Lynch, a graduate of Harvard College and Harvard Law school, is not to be confused with this person. [read post]
1 Dec 2017, 5:15 pm
Lynch and Bibring fought a five-year legal battle to obtain ALPR data from Los Angeles law enforcement agencies to better understand how police use records obtained by scanning the license plates and collecting location data of tens of millions of law-abiding drivers. [read post]
31 Oct 2008, 7:00 am
In addition to the failures of corporate America, employees are being forced into signing unfair and over broad noncompete agreements.For example, take the retention agreement offered by Bank of America as a part of its purchase of Merrill Lynch. [read post]
25 Oct 2016, 11:38 am
” Lynch said. [read post]
