Search for: "MARY WHITE" Results 461 - 480 of 3,299
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31 Jul 2015, 7:00 am
In SEC Chairwoman Mary Jo White's opening statement to about 1,000 broker-dealer compliance officials at the Annual Broker-Dealer Compliance Outreach Program, she was clearly dismissing a growing sense that compliance professionals are being singled out by the SEC enforcement program, "To be clear, it is not our intention to use our enforcement program to target compliance professionals" she said, adding "We have tremendous respect for the work that you do. [read post]
27 Aug 2014, 10:04 am by James Hamilton
In a letter to SEC Chair Mary Jo White, also signed by Senators Dean Heller (R-NV) and Jon Tester (D-MT), he said that it is vital for the SEC to move forward in the near-term to realign the U.S. reporting regime for mining companies both for the protection of investors and the removal of competitive harm to domestic mining operations. [read post]
10 Sep 2013, 10:07 am by Gregory K. Bader
Bader SEC Chair Mary Jo White has indicated that the SEC will require that, in certain cases, admissions be made as a condition of settling rather than permitting the defendant to “neither admit nor deny” the allegations in the complaint of its enforcement action. [read post]
14 Nov 2007, 9:56 am
., Courtroom 621, 300 Quarropas Street, White Plains, New York.The public is invited to attend. [read post]
19 Mar 2008, 1:42 pm
by Diane Marie AmannToday the issue of race divided conservatives in America.In Snyder v. [read post]
5 Oct 2017, 7:12 am
Why doesn't William and Mary stage a debate on the proposition "Liberalism is white supremacy" and have a speaker who will try to present the idea coherently? [read post]
31 Jan 2019, 1:03 am by Dan Flynn
Mary Wilkerson, the unlucky 45-year old former Peanut Corporation of America quality manager for control is getting out of the federal prison in Tallahassee, FL. [read post]
5 Jan 2010, 8:27 pm by Walton Law Firm
"The most shocking finding is the pervasiveness of disparities in nursing home care that are primarily white, compared to nursing homes that are a mix of whites and Hispanic residences," said Mary Fennell, professor of sociology and community health at Brown. [read post]
10 Mar 2010, 10:43 am
The following is an e-mail from Emily which mentions the work of the White House open government working group and includes a request for suggestions regarding specific types of information and datasets you would like to see agencies publish. [read post]
25 Feb 2008, 7:00 pm
Gonzales and White House liaison at the U.S. [read post]
21 Mar 2016, 10:39 am by Mark Astarita
His tremendous knowledge of both the securities laws and Congress are real assets to the SEC,” said SEC Chair Mary Jo White. [read post]
12 Aug 2010, 1:12 pm by Kashmir Hill
Michelle Marie Danicek Sometimes law firm outings can get pretty crazy. [read post]