Search for: "Mark Astarita"
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21 Jul 2016, 11:43 am
The office works to enhance the transparency and relevancy of financial reporting and ensure that financial statements are presented fairly and have credibility for the benefit of all investors.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
20 Jul 2016, 11:48 am
Gottschall earned his law degree with honors from the University of California’s Hastings College of the Law in 1995, and his bachelor’s degree in economics and government with honors from Claremont McKenna College in 1992.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
14 Jul 2016, 11:26 am
., a company that conducted a Regulation A+ offeringDiscussion by Committee Members12:00 p.m.Lunch Break1:30 p.m.Regulation A + (Continued)Presentation by Daniel Zinn, General Counsel, OTC Markets Group regarding secondary trading of Regulation A+ shares2:30 p.m.SEC Proposal to Amend the “Smaller Reporting Company” DefinitionBriefing from SEC Division of Corporation Finance staff regarding the Commission’s proposal issued June 27, 2016 to amend the “Smaller Reporting… [read post]
14 Jul 2016, 8:52 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
13 Jul 2016, 10:12 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
13 Jul 2016, 10:12 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
13 Jul 2016, 10:12 am
The report would include the number of: Shares sent to the broker-dealerShares executed by the broker-dealer as principalInstitutional orders exposed by the broker-dealer through actionable indications of interest, and the venues to which they were exposedThe report also would include the following information for each venue to which the broker-dealer routed institutional orders for the customer, in the aggregate and broken down by passive, neutral, and aggressive order routing strategies as… [read post]
13 Jul 2016, 10:12 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
12 Jul 2016, 8:48 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
12 Jul 2016, 6:41 am
Securities and Exchange CommissionMatthew Furman, Executive Vice President and Group General Counsel, Willis GroupCraig Goettsch, Director of Investor Education and Consumer Outreach, Iowa Insurance DivisionWilliam Lee, Senior Vice-President and Chief Investment Officer, New York-PresbyterianHester Peirce, Senior Research Fellow, Mercatus Center at George Mason UniversitySusan Ferris Wyderko, President and CEO, Mutual Fund Directors ForumThe Investor Advisory Committee’s next meeting will take… [read post]
8 Jul 2016, 9:09 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Jun 2016, 9:25 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Jun 2016, 11:43 am
O’Riordan received her law degree from UCLA School of Law where she was Order of the Coif and her undergraduate degree with honors from Wellesley College.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Jun 2016, 11:22 am
The comment period will be 60 days after publication in the Federal Register.To submit a comment, please use the SEC’s Internet submission form or send an e-mail to rule-comments@sec.govSEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
27 Jun 2016, 2:44 pm
The re-proposed rules were issued on December 11, 2015.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
27 Jun 2016, 2:14 pm
To submit comments, use the SEC’s Internet submission form or send an e-mail to rule-comments@sec.gov.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
24 Jun 2016, 7:35 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
23 Jun 2016, 7:15 am
The SEC appreciates the assistance of the Financial Industry Regulatory Authority.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
Merrill Lynch to Pay $415 Million for Misusing Customer Cash and Putting Customer Securities at Risk
23 Jun 2016, 7:15 am
The SEC appreciates the assistance of the Public Company Accounting Oversight Board.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
22 Jun 2016, 2:54 pm
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
