Search for: "Matter of Financial Corp." Results 461 - 480 of 2,853
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27 Jul 2018, 1:24 pm by Bryan Hawkins
Starbucks Corp., the California Supreme Court determined that the federal de minimis doctrine does not apply to California wage claims. [read post]
27 Jul 2018, 1:24 pm by Bryan Hawkins
Starbucks Corp., the California Supreme Court determined that the federal de minimis doctrine does not apply to California wage claims. [read post]
14 Nov 2011, 2:13 pm
In other enforcement matters, the SEC brought 89 actions in FY 2011 for financial fraud and disclosure violations. [read post]
13 Jul 2018, 4:00 am by Howard Friedman
For example, in order to succeed in her defamation claim or in her false light invasion of privacy claim, Plaintiff would have to prove, among other things that, as a matter of fact, Plaintiff does not: have “a split who is a porn star”; Plaintiff’s soul has not been part of “several sex cults”; and that no aspect of Plaintiff’s soul was sexually or financially “predatory” within JMGC/CoW. [read post]
21 May 2012, 6:53 am by Rebecca Tushnet
Neighborhood Assistance Corp. of America v. [read post]
9 Nov 2011, 10:56 am by Andrew Ramonas
At GrayLoeffler, the former congressman represented clients on a wide array of matters, including financial services, health care, energy, defense and environmental issues. [read post]
25 Mar 2013, 1:00 am by David Lynn
Common Financial Reporting Issues for Smaller Companies Corp Fin has released a set of slides from the Forums on Auditing in the Small Business Environment hosted by the PCAOB in December 2012 that focus on a sampling of issues that the Staff of Corp Fin frequently encounters when reviewing filings for smaller public companies. [read post]
19 Jun 2017, 11:35 am by Adam Weinstein
  From September 2011 until November 2013 Vazquez was registered with Investors Capital Corp. [read post]
14 Jun 2017, 7:53 am by Adam Weinstein
  From February 2014 until December 2015, Sheppard was associated with Aegis Capital Corp. [read post]
17 Dec 2014, 5:32 am
, 91 N.Y.2d 577; Matter of DaimlerChrysler Corp. v. [read post]
27 Jun 2018, 6:30 am by Staff Attorney
From November 2011 to August 2014, Logue was registered with Investors Capital Corp. [read post]
16 May 2016, 3:31 pm by Adam Weinstein
  From December 2008 until March 2014, Ignatowich was registered with Investors Capital Corp. [read post]
27 Jan 2016, 11:51 am by Adam Weinstein
In addition to disclosing client disputes brokers must divulge IRS tax liens, judgments, and criminal matters. [read post]
20 Feb 2016, 10:01 am by Adam Weinstein
From February 2010 until July 2014, Fenimore was associated with Aegis Capital Corp. [read post]