Search for: "Matter of Trader"
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30 Dec 2009, 5:01 am
The lack of replacements comes from an IPO market that has yet to revive in any significant matter. [read post]
26 Aug 2012, 3:14 am
Where used in an aggressive or misleading way by traders, they can stifle useful and accurate information that may benefit other consumers, so there is a potentially much wider negative impact of such interventions. [read post]
14 Apr 2022, 9:48 am
HE FREQUENTLY REPRESENTS WHISTLEBLOWERS IN LARGER SEC WHISTLEBLOWER MATTERS WHICH INCLUDE MAJOR FRONT-RUNNING CASES REVEALED BY INSIDERS. [read post]
14 Mar 2011, 10:17 am
Like the stock market "crash" of 1987 which taught a generation of traders that market busts don't matter (sarcasm). [read post]
28 May 2010, 11:07 am
While the two versions are reportedly very similar at this stage, sources indicate that the main differences between the two include: Plans for regulating the complicated derivatives market Whether to ban banks’ current practice of trading on their own accounts (proprietary trading) Whether to require a $150 billion fund from financial industry coffers to allow for emergency dissolution of any struggling firm Whether to create a separate agency charged with matters of consumer … [read post]
7 Jun 2012, 6:48 am
The enforcement action relates to a Ponzi scheme and, in that regard, is the quintessential subject matter for a regulatory enforcement action. [read post]
31 Dec 2010, 8:40 am
This money was supposedly invested in a series of hedge funds or other investments operated by a supposed Malta-based trader. [read post]
7 Jun 2012, 6:48 am
The enforcement action relates to a Ponzi scheme and, in that regard, is the quintessential subject matter for a regulatory enforcement action. [read post]
1 Mar 2012, 1:42 am
We advise a broad range of clients, ranging from banks, insurance companies, fund managers, asset managers, corporate finance boutiques, brokers, traders, exchanges and fund platforms. [read post]
22 Nov 2011, 10:07 am
Think about sovereign funds, Greece, Oil pipelines and oil traders. [read post]
17 May 2011, 6:35 am
Both men have denied wrongdoing in that civil matter. [read post]
17 Dec 2008, 1:55 pm
"A professional trainer and business coach since 2000, Chip regularly consults professional firms on matters of melding time tested Business Development strategies with online Social Media [read post]
9 Jun 2016, 2:17 pm
What I take from this is that he's a pure, unilateral free trader. [read post]
27 Jun 2012, 1:36 pm
Not only are those US companies among the key players with operations in the Eurozone, but many of them are among the largest foreign exchange traders in the world. [read post]
2 Mar 2007, 1:04 am
Blake.In a follow up to an earlier decision which was based in part on matters resolved in the earlier Janus opinion by Judge J. [read post]
11 May 2009, 1:55 pm
Lauer has been criminally charged in the matter as well, and his trial is scheduled for next March. [read post]
16 Jun 2017, 2:25 pm
The company subsequently identified the source of the issue and has corrected the matter. [read post]
31 Jan 2012, 6:02 pm
And in related news, alleged UBS rogue trader Kweku Adoboli pled not guilty in court this week, generating fears that UBS may face fines for its conduct in the affair. [read post]
8 May 2012, 4:08 pm
Structurally, this series will consist of 22 postings, organized as follows: General Topic Specific Subject Matter of Posting Swap Dealer / Security-Based Swap Dealer Part 1: The Swap/SBS Dealer Definition Generally Part 2: The Exclusion for the Origination of Loans Part 3: The “Org… [read post]
5 Aug 2008, 10:50 pm
The Government intends to move in the following areas as a matter of urgency: refer the anti-competitive impacts of state and local zoning and planning laws to the Council of Australian Governments (COAG); the Government will consider the best way to introduce a mandatory nationally-consistent unit pricing regime. [read post]
