Search for: "Morgan Asset Management"
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18 Jun 2021, 5:55 am
Turner, Hemming Morse LLP, on Thursday, June 17, 2021 Tags: Accounting, Accounting standards, Enron, FASB, PCAOB, Sarbanes–Oxley Act, SEC, SEC enforcement, Securities enforcement, Securities regulation Trust: A Critical Asset Posted by Don Fancher, Jennifer Lee, and Debbie McCormack, Deloitte, on Thursday, June 17, 2021 Tags: Board oversight, Boards of Directors, Compliance & ethics, Corporate… [read post]
16 Jun 2009, 7:32 am
THE HEDGE FUND MANAGERS. [read post]
7 Jun 2011, 4:24 am
As the guest of my good friend Dennis Rosa, a wealth manager at Morgan Stanley Smith Barney, I attended Morgan Stanley's annual gift to the Northeast Florida community of bringing Andy Friedman to town. [read post]
11 Feb 2013, 12:45 am
There were also revelations this past week in the civil litigation that Belgian bank Dexia filed in 2012 against JP Morgan and its affiliates. [read post]
7 Jul 2021, 2:01 pm
Morgan Securities LLC Amanda Berry MML Investors Services, LLC NYLife Securities LLC Tiffany Burgess James Carpenter II Simplified Wealth Management LPL Financial LLC Jinnie Chean Allstate Financial Services, LLC Paul Furusho AWA Capital, Inc Comprehensive Asset Management & Servicing, Inc. [read post]
30 Mar 2007, 9:36 am
More than a dozen other companies, such as Tyco, Pfizer, JP Morgan Chase, and Intel, have joined AFSCME, TIAA-CREF, F&C Asset Management, Hermes, and other institutional investors in a working group to discuss the issue. [read post]
28 Sep 2022, 12:37 pm
Other broker dealers and asset managers who are subject to similar requirements under the federal securities laws would be well-served to self-report and self-remediate any deficiencies. [read post]
13 Nov 2007, 5:49 am
"[40] As applied, the value of the securitized assets is unknown, so the market is "moribund. [read post]
2 Nov 2009, 1:41 am
IP Think Tank Podcast 22 October 2009 (IP Think Tank) Systemic risks to IP and intangible assets (Business IP and Intangible Assets Report and Blog) Systemic risks to IP and intangible assets held by SME's and SMM's (Business IP and Intangible Assets Report and Blog) Converging and bundling intangible assets to meet company's core mission (Business IP and Intangible Assets Report and Blog) Intangible asset risk… [read post]
2 Nov 2009, 1:41 am
IP Think Tank Podcast 22 October 2009 (IP Think Tank) Systemic risks to IP and intangible assets (Business IP and Intangible Assets Report and Blog) Systemic risks to IP and intangible assets held by SME's and SMM's (Business IP and Intangible Assets Report and Blog) Converging and bundling intangible assets to meet company's core mission (Business IP and Intangible Assets Report and Blog) Intangible asset risk… [read post]
2 Nov 2009, 1:41 am
IP Think Tank Podcast 22 October 2009 (IP Think Tank) Systemic risks to IP and intangible assets (Business IP and Intangible Assets Report and Blog) Systemic risks to IP and intangible assets held by SME’s and SMM’s (Business IP and Intangible Assets Report and Blog) Converging and bundling intangible assets to meet company’s core mission (Business IP and Intangible Assets Report and Blog) Intangible asset… [read post]
16 Aug 2018, 3:02 am
The report also touches on retail investing – ESG assets have more than doubled since 2014. [read post]
14 Feb 2012, 2:09 am
Furthermore, although the estate tax is our only method for a "last chance" to extract some tax from the financial assets mostly held by the very rich ( and mostly passed on, unsold, to their heirs in a windfall of unearned benefits and stepped up tax basis), the current estate tax is pitiful against the mighty estates it should be taxing based on ability to pay. [read post]
10 Oct 2013, 3:37 pm
First National Bank in Scotia, NY is in its 90th year with 10 branches and $400m in assets. [read post]
15 Jan 2010, 1:29 pm
The government bailout of Citigroup includes two separate infusions of capital, a $290 billion guarantee of its toxic assets, and a conversion of preferred shares into common stock. [read post]
5 Jan 2012, 5:00 am
Fields provided false and misleading information concerning assets under management, clients, and operational history to the public through its website and in SEC filings. [read post]
1 Jul 2013, 1:39 pm
For instance, a broker who charges an annual fee equal to some percentage of your assets under management may not mention that he also plans to recommend lots of investments that will be excluded from the management fee and will generate big commissions for the broker. [read post]
5 Apr 2012, 1:05 pm
According to her LinkedIn Profile, Olivarius’s experience includes (emphasis added): Having initially developed corporate finance skills at Morgan Stanley and Goldman Sachs, her legal career includes service as General Counsel, CEO and Director of Scientific Programs of a medical foundation with assets valued at over $100 million (in 1991), and as a legal and strategic financial advisor for Perot Systems and Computer Memories, Inc. [read post]
17 Dec 2013, 7:07 am
But who owns these valuable assets – the company or the individual employee who manages the company’s page or profile? [read post]
10 Nov 2015, 2:18 pm
In the investment advisor relationship it is generally an assets under management model, it’s not typically commission based. [read post]
