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28 Jan 2021, 3:19 am
While lawyers probably hear every day how Artificial Intelligence is going to change the legal industry, many are still uncomfortable discussing it simply because they don’t understand what exactly AI is, and if it is going to be a good thing or a bad thing for them personally. [read post]
22 Jan 2021, 12:13 pm
His previous employers include Morgan Stanley Smith Barney (CRD#:149777) and Citigroup Global Markets Inc. [read post]
22 Jan 2021, 11:28 am
His previous employers included Lincoln Financial Securities Corporation (CRD#:3870), also of Worchester, MA, New England Securities (CRD#:615) of New York, NY, and Morgan Stanley DW Inc. [read post]
20 Jan 2021, 12:22 pm
Share Tweet ShareThe S&P and Nasdaq hit new records on the back of strong earnings from the likes of Netflix and Morgan Stanley, and further optimism from Joe Biden’s inauguration. [read post]
18 Jan 2021, 9:07 am
Morgan Stanley and Citigroup settled with the SEC for $5.9 million. [read post]
13 Jan 2021, 9:01 pm
Multiple third parties such as Morgan Stanley, AT&T, and Dow are also exacting judgment by withholding donations to “lawmakers who voted against the counting of Biden’s electoral votes,” and the Lincoln Project “promis[es] to target companies that donate to any lawmakers who voted against the counting of the electoral votes. [read post]
12 Jan 2021, 12:39 pm
As of December 2020, Morgan Stanley had approximately 720 branches and over 23,500 registered persons. [read post]
12 Jan 2021, 11:00 am
Miller Stern Lawyers – 410-Law-Firm is currently investigating for clients of former Morgan Stanley broker Barry F. [read post]
12 Jan 2021, 7:03 am
He then switched to Morgan Stanley in June 2007 and remained there until January 2008. [read post]
12 Jan 2021, 7:03 am
He then switched to Morgan Stanley in June 2007 and remained there until January 2008. [read post]
11 Jan 2021, 1:19 pm
Upon information and belief, financial advisors at Morgan Stanley and other brokerage firms solicited and concentrated customer accounts in Amarin, even while the company was defending its patent on Vascepa in litigation. [read post]
11 Jan 2021, 11:45 am
Morgan Stanley allowed Mr. [read post]
8 Jan 2021, 4:33 am
He then joined Morgan Stanley located in New York, New York from June 2009 until March 2016. [read post]
8 Jan 2021, 4:33 am
He then joined Morgan Stanley located in New York, New York from June 2009 until March 2016. [read post]
31 Dec 2020, 12:55 pm
The post Morgan Stanley to pay Customers for 529 Savings Plan Overcharges appeared first on The White Law Group. [read post]
29 Dec 2020, 12:04 pm
(CRD#:6363), Morgan Stanley Smith Barney (CRD#:149777) and Citigroup Global Markets Inc. [read post]
28 Dec 2020, 1:55 pm
His previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of Frisco, TX, Morgan Stanley Smith Barney (CRD#:149777) and Morgan Stanley & Co. [read post]
28 Dec 2020, 6:49 am
” Without admitting to wrongdoing, Morgan Stanley and Citigroup settled with the SEC for $5.9 million. [read post]
22 Dec 2020, 8:43 am
The whistleblower had been a broker at Morgan Stanley Smith Barney. [read post]
17 Dec 2020, 11:35 am
A former South Florida Morgan Stanley Smith Barney broker’s decision to blow the whistle on alleged misconduct has resulted in an almost $1.8 million award from the Securities and Exchange Commission, which said the complaint helped uncover crucial evidence and claw back millions for investors.Represented by James Sallah of Sallah Astarita & Cox, LLC and Scott Silver of Silver Law Group the complaint revolved around a foreign currency trading program called “CitiFX… [read post]
