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3 Mar 2012, 10:46 am
For example, FAQ’s 7 and 8 provide that foreign investments maintained by a U.S. financial institution or its holdings, such assets held through U.S. mutual fund accounts, IRAs (traditional or Roth), 401(k) retirement plans, qualified U.S. retirement plans, and brokerage accounts maintained by U.S. financial institutions, are not reported on Form 8938. [read post]
25 Jul 2012, 9:49 pm
Non-traded REIT investments like the Dividend Capital Total Realty Trust typically offer commissions between 7-10 percent, which is significantly higher than traditional investments like mutual funds and stocks. [read post]
17 Aug 2010, 9:11 am
Bloomberg said the "funds allow more than 100 carriers to earn income on $28 billion owed to life insurance beneficiaries. [read post]
7 Jan 2020, 10:21 am
Investment company examinations will focus on mutual funds and exchange-traded funds, the activities of their RIAs, and the oversight practices of their boards of directors. [read post]
16 Sep 2017, 10:26 am
No witnesses were called, but the Trust offered into evidence the business-records affidavit of Kayla Chandler, who was a legal case manager for the Trust's loan servicer.[7] The affidavit attempted to authenticate thirty-six pages of records ostensibly related to the Gillespies' loan. [read post]
3 Oct 2014, 5:51 am
The dispute is then governed by the contractual dispute resolution provisions, which the contractor must commence within 7 days of its receipt of the owner’s rejection notice. [read post]
12 Feb 2008, 8:41 am
Cambridge, Ontario-based Meritas Mutual Funds--a social investment group--submitted a non-binding "say on pay" resolution to five major banks, the Canadian Imperial Bank of Commerce, Bank of Nova Scotia, Bank of Montréal, Toronto Dominion Bank, and the Royal Bank of Canada. [read post]
1 Sep 2010, 6:00 am
The escrow account and escrow agent shall be selected by mutual agreement between the owner and the contractor. [read post]
26 May 2023, 11:00 pm
Well, while Ehud noted that most DSTs would usually require a 5–7-year commitment, there’s no penalty to exiting early. [read post]
18 Apr 2024, 2:05 pm
CV 10918-VCS, 2016 WL 4485447, at *7 (Del. [read post]
31 Jul 2007, 2:37 pm
PAY-TO-PLAY ARRANGEMENTS: Some mutual-fund companies that run retirement plans take a portion of the money they collect from investors and use it to pay consultants. [read post]
24 Jul 2008, 12:24 am
Would you personally buy a mutual fund, to go into YOUR IRA, if you only were told the investment company AFTER you agreed to buy it, AND the only thing you had to rely on for your decision was a hand type proposal from a salesman? [read post]
7 Jul 2022, 6:21 am
Mayberg is a co-founder and principal of ProShares and ProFunds, exchange-traded funds and mutual funds, where he served as president. [read post]
28 Mar 2008, 4:17 pm
In fact, the average rate for all accounts is higher now than it was in 2005, when the bill was passed, even though the federal funds rate is the same as, or lower than, most of 2005. [read post]
22 Mar 2021, 1:22 am
The investment options in this sector could be the traditional investments like the equities and stocks of energy companies or other alternative investments like mutual funds, exchange traded funds or even the energy commodities themselves. [read post]
22 Mar 2021, 1:22 am
The investment options in this sector could be the traditional investments like the equities and stocks of energy companies or other alternative investments like mutual funds, exchange traded funds or even the energy commodities themselves. [read post]
17 Apr 2012, 8:58 pm
This is especially so where, as here, the company standing behind the disbursements of the settlement funds is as substantial as Mass Mutual. [read post]
19 Aug 2015, 10:06 pm
Here, the contract terms, indicated in the body of the letter, referenced a “mutual release … of all obligations and liabilities under the [APFO]. [read post]
8 Aug 2011, 2:00 am
In WASHINGTON MUTUAL BANK, Plaintiff, -against- LESTER YOUNG, RAYMOND MAR, MARILYN HARRIS, AKA MARILYN SELLER, US BANK NATIONAL ASSOCIATION, et al, the argument succeeds for plaintiff. [read post]
20 Sep 2015, 9:41 am
A Series 6 license only allows the broker to solicit variable contracts and open-end mutual funds and does not allow the broker to solicit general securities. [read post]
