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25 Apr 2022, 3:37 pm
Investors in securities sold by GWG Holdings (“GWGH”), including L Bonds, preferred stock, and common stock listed on Nasdaq under the ticker symbol GWGH, may have legal claims, including possible claims if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or financial advisor. [read post]
23 Apr 2022, 6:00 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite by Alma Cohen, Moshe Hazan, and David Weiss (discussed on the Forum here); Will Nasdaq’s Diversity Rules Harm Investors? [read post]
23 Apr 2022, 6:00 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite by Alma Cohen, Moshe Hazan, and David Weiss (discussed on the Forum here); Will Nasdaq’s Diversity Rules Harm Investors? [read post]
22 Apr 2022, 6:53 am
Moreover, in August 2021, the SEC approved Nasdaq Rule 5606, a board diversity rule that requires certain disclosures of board-level diversity statistics for operating companies listed on Nasdaq’s U.S. exchange. [read post]
20 Apr 2022, 6:22 am
If the merger is not completed by that date, the SPAC’s securities will be suspended by Nasdaq and trade on the over-the-counter market.According to Peirce, the failure to take a routine step fits within the larger context of hostility toward SPAC transactions, as evidenced by the SEC’s statement on accounting for warrants that caused SPACs to restate their financial statements; a statement from Chair Gensler on China-based companies; and last month’s proposals for… [read post]
20 Apr 2022, 5:32 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite by Alma Cohen, Moshe Hazan, and David Weiss (discussed on the Forum here); Will Nasdaq’s Diversity Rules Harm Investors? [read post]
20 Apr 2022, 5:32 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite by Alma Cohen, Moshe Hazan, and David Weiss (discussed on the Forum here); Will Nasdaq’s Diversity Rules Harm Investors? [read post]
19 Apr 2022, 2:11 pm
(NASDAQ: GRAB). [read post]
15 Apr 2022, 6:46 am
GWG is also under investigation by the SEC and has missed financial reporting deadlines, causing NASDAQ to threaten to delist the company. [read post]
14 Apr 2022, 1:35 pm
Broker Peter Po Unsuitably Recommended High-Risk Product A California investor has sustained losses in GWG Holdings’ (NASDAQ: GWGH) L Bonds. [read post]
14 Apr 2022, 7:16 am
They include, for example, an interruption of computers that support stock trading at the NASDAQ or the London Stock Exchange (the Moscow Exchange index has lost almost 50 percent of its value since its February high); the processing of payments at SWIFT (from which Russian banks were recently ejected); or the data servers of JPMorgan Chase, Deutsche Bank and other banks that have dialed down their Russian operations. [read post]
14 Apr 2022, 3:15 am
It probably doesn’t help that the SEC also recently rejected Nasdaq’s proposal that would have allowed more flexibility for the pricing range in these deals. [read post]
13 Apr 2022, 6:00 am
In my paper, Disclosing Corporate Diversity, I use machine-learning techniques to analyze 3,461 CSR/ESG reports for 1,288 public companies listed on Nasdaq Stock Market LLC (Nasdaq) and the New York Stock Exchange (NYSE) for the five-year period between 2017 and 2021. [read post]
13 Apr 2022, 6:00 am
In my paper, Disclosing Corporate Diversity, I use machine-learning techniques to analyze 3,461 CSR/ESG reports for 1,288 public companies listed on Nasdaq Stock Market LLC (Nasdaq) and the New York Stock Exchange (NYSE) for the five-year period between 2017 and 2021. [read post]
12 Apr 2022, 8:15 am
(NASDAQ: GWGH) is preparing for Chapter 11 bankruptcy. [read post]
11 Apr 2022, 7:53 am
This differs from stock on the Nasdaq because the same cryptocurrency can have different values on different exchanges, so valuation may require an appraisal in some situations. [read post]
8 Apr 2022, 5:50 am
., Wachtell, Lipton, Rosen & Katz, on Thursday, April 7, 2022 Tags: Board composition, California, Diversity, ESG, Listing standards, Management, NASDAQ, Private ordering, Stakeholders, State law The Limits of SPAC Sponsor Earnouts Posted by Michael Klausner (Stanford University) and Michael Ohlrogge (NYU), on Thursday, April 7, 2022 Tags: Agency costs, Earnouts, Executive… [read post]
8 Apr 2022, 5:50 am
., Wachtell, Lipton, Rosen & Katz, on Thursday, April 7, 2022 Tags: Board composition, California, Diversity, ESG, Listing standards, Management, NASDAQ, Private ordering, Stakeholders, State law The Limits of SPAC Sponsor Earnouts Posted by Michael Klausner (Stanford University) and Michael Ohlrogge (NYU), on Thursday, April 7, 2022 Tags: Agency costs, Earnouts, Executive… [read post]
7 Apr 2022, 10:26 am
The merger was completed on June 21, 2021, and the next day Playstudios’ securities began trading on Nasdaq. [read post]
7 Apr 2022, 6:09 am
Average market-adjusted, one-year post-merger returns have been negative for every year in the past decade, with an overall one-year average of negative 25% in excess of the Nasdaq and negative 23% in excess of the S&P 500. [read post]
