Search for: "NATIONAL SECURITIES CORPORATION"
Results 461 - 480
of 13,369
Sorted by Relevance
|
Sort by Date
6 Nov 2006, 6:46 am
While the legislation failed, it addressed securities speculation primarily as a matter of helping to ensure the nation's financial stability as banks and trust companies were increasingly exposed to risk due to their speculation in the stock market through loans and trading. [read post]
18 Aug 2021, 3:43 am
Bromberg Centennial Chair in Corporate, Partnership, Business and Securities Law in honor of her late husband, a renowned professor in the SMU Dedman School of Law. [read post]
8 Jul 2011, 12:32 pm
The world’s newest nation will be welcoming its newest U.S. corporate resident next week as an anti-corruption and security firm opens its doors. [read post]
28 Jul 2023, 1:02 pm
When this corporation and its foundation of fraudulent activity was discovered, Enron collapsed. [read post]
22 May 2020, 10:28 am
Beijing Announces National Security Legislation Targeting Hong Kong China announced on May 21 that the National People’s Congress (NPC) would pass legislation giving the Chinese Communist Party (CCP) greater control over Hong Kong. [read post]
21 Jun 2018, 9:15 am
If you suffered losses investing in Corporate Property Associates 17 – Global Inc. and would like a free consultation with a securities attorney, please call The White Law Group at (888) 637-5510 The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
26 Feb 2018, 1:59 pm
Nationally, the average top marginal corporate income tax rate is currently 6.5 percent, and the median is 6.3 percent. [read post]
27 Jun 2018, 12:24 am
” Modern identity struggles and the search for constitutional and legal mechanisms that can accommodate diversity occur at many levels including the national, supra-national, local, individual, and collective; and also involve multiple dimensions: ethnic, racial, religious, gender, sexual, and cultural, to name but a few. [read post]
9 Oct 2021, 12:15 pm
According to the Legislative Counsel’s Digest that describes the Bill: This bill … authorize[s] the board, in anticipation of or during an emergency, to take any action that it determines to be necessary or appropriate to respond to the emergency, mitigate the effects of the emergency, or comply with lawful federal and state government orders, but would prohibit action that requires the vote of the … members, unless the required … member approval was obtained prior to… [read post]
17 Feb 2010, 7:50 am
That courage should be rewarded with meaningful legal protections, including access to independent due process and especially for those in the intelligence community, where unreported misconduct can result in serious abuse of civil liberties and human rights, as well as damage to our national security. [read post]
21 Jun 2018, 12:16 pm
His previous employers include: National Securities Corporation (CRD #7569) of Mineola, NY First Montauk Securities Corp. [read post]
16 Oct 2023, 3:30 am
The SEC first announced the adoption of Rule 10c-1a, which will require certain persons to report information about securities loans to a registered national securities association and in turn require that association to make publicly available specified information about those loans. [read post]
2 Dec 2010, 4:43 pm
How an employer fills out a one page I-9 form could result in Homeland Security's seizure of a business. [read post]
15 May 2010, 8:47 am
In particular, I focus on the links between human rights due diligence - a key process for companies to know and show that they respect human rights - and legal compliance, including with corporate governance and securities laws. [read post]
20 Dec 2023, 7:19 am
Importantly, the Director explained that the Commission “is not seeking to prescribe particular cybersecurity defenses, practices, technologies, risk management, governance, or strategy,” but investors have indicated the need for consistent and comparable disclosures to evaluate how public companies are addressing cybersecurity risks and threats.To assist investors with their evaluation of companies, the final rule has two components: a requirement to disclose material cybersecurity… [read post]
28 Mar 2014, 6:40 am
Westfall entered the securities industry in 1983. [read post]
30 Mar 2021, 5:50 am
The Act is designed to collect beneficial ownership information for Reporting Companies for several specific reasons including, but not limited to: Protecting the United States’ national security interest Protecting interstate and foreign commerce Assisting critical national security, intelligence, and law enforcement efforts to counter money laundering, financing of terrorism, and other illegal activities. [read post]
14 Nov 2006, 9:23 pm
Ex-WorldCom chief exec Bernard Ebbers got 25 years in March 2005 for his role in orchestrating the biggest corporate fraud in the nation's history.Another run at rolling back corporate regulation [read post]
6 Sep 2011, 4:30 am
Practice Areas: Securities Documentation Commercial Banks Financial Institutions Real Estate Law Litigation Corporate Secretarial Services [read post]
24 Mar 2013, 10:23 am
Since First National Bank of Boston v. [read post]
