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13 Apr 2022, 9:01 pm by Guest Contributor
  Our nation’s adversaries are increasingly more sophisticated. [read post]
  A second general license permits wind down transactions with Alrosa USA, Inc. through 12:01 AM eastern daylight time on June 7, 2022. [read post]
8 Apr 2022, 2:05 am by Editors
Holdings (Los Angeles, CA) Commercial Contracts Counsel, Innovative EdTech Industry Leader, Garrison & Sisson (Remote) Associate GC – Multi-Faceted Real Estate Development and Services Company, Garrison & Sisson (Reston, VA) Sr. [read post]
4 Apr 2022, 7:43 am by The White Law Group
   According to his FINRA BrokerCheck report, Velten is not currently registered as a broker, but was reportedly affiliated with the following firms during his career in the securities industry:   01/27/2020 – 04/28/2020, AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363), New Port Richey, FL,    07/27/2018 – 01/27/2020, INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717), NEW PORT RICHEY, FL   08/18/2006 – 08/07/2018, SUMMIT BROKERAGE… [read post]
1 Apr 2022, 12:16 pm by Rob Robinson
While not all-inclusive due to the fact that M&A+I events are not always publicly disclosed and some announcements may not represent event completion, the abridged listing of M&A+I events maintained by ComplexDiscovery notes key industry events by sharing event date, company involvement, and known event amounts. [read post]
1 Apr 2022, 4:00 am by Jim Sedor
Foreign nationals are prohibited from donating to candidates running for federal office in the U.S. [read post]
29 Mar 2022, 5:04 pm by Cynthia Marcotte Stamer
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
24 Mar 2022, 6:55 am by Silver Law Group
His previous employers were National Securities Corporation (CRD#:7569) and Prime Capital Services, Inc. [read post]
22 Mar 2022, 11:16 am by Richard Reibstein Esq.
Late last week, the National Labor Relations Board last week issued a Complaint and Notice of Hearing that could, if successful, make the act of misclassifying workers as independent contractors a violation of the National Labor Relations Act. [read post]
17 Mar 2022, 12:08 pm by The White Law Group
Paul Koch was reportedly affiliated with the following firms during his career, among others, according to FINRA:    10/26/2018 – 02/04/2022, RBC CAPITAL MARKETS, LLC (CRD#:31194), Wayzata, MN,    01/28/2009 – 11/07/2018, UBS FINANCIAL SERVICES INC. [read post]
11 Mar 2022, 11:36 am by gabrielagendreau
The National Judicial College National Tribal Judicial Center Program Attorney. [read post]
9 Mar 2022, 7:47 pm by Cynthia Marcotte Stamer
Aside from the added SEC requirements directly applicable to market participating or influencing companies, the protections intended to protect investors against undisclosed or improperly managed cyber-related risks to their investments also are likely to impact the cybersecurity practices of organizations that provide investments or investment related services with respect to employee benefit plans and the disclosures they provide. [read post]
4 Mar 2022, 6:01 am
Canellos, Milbank LLP, on Wednesday, March 2, 2022 Tags: Cybersecurity, Disclosure, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation Is Economic Nationalism in Corporate Governance Always a Threat? [read post]