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18 Apr 2022, 7:24 am
The post FINRA Sanctions IBN Financial Services, Inc. [read post]
13 Apr 2022, 9:01 pm
Our nation’s adversaries are increasingly more sophisticated. [read post]
12 Apr 2022, 11:38 pm
An employee working at Crystal Finishing Systems Inc. [read post]
11 Apr 2022, 1:07 pm
Zimmer Biomet Holdings, Inc., No. [read post]
8 Apr 2022, 11:37 am
A second general license permits wind down transactions with Alrosa USA, Inc. through 12:01 AM eastern daylight time on June 7, 2022. [read post]
8 Apr 2022, 2:05 am
Holdings (Los Angeles, CA) Commercial Contracts Counsel, Innovative EdTech Industry Leader, Garrison & Sisson (Remote) Associate GC – Multi-Faceted Real Estate Development and Services Company, Garrison & Sisson (Reston, VA) Sr. [read post]
4 Apr 2022, 7:43 am
According to his FINRA BrokerCheck report, Velten is not currently registered as a broker, but was reportedly affiliated with the following firms during his career in the securities industry: 01/27/2020 – 04/28/2020, AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363), New Port Richey, FL, 07/27/2018 – 01/27/2020, INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717), NEW PORT RICHEY, FL 08/18/2006 – 08/07/2018, SUMMIT BROKERAGE… [read post]
1 Apr 2022, 12:16 pm
While not all-inclusive due to the fact that M&A+I events are not always publicly disclosed and some announcements may not represent event completion, the abridged listing of M&A+I events maintained by ComplexDiscovery notes key industry events by sharing event date, company involvement, and known event amounts. [read post]
1 Apr 2022, 4:00 am
Foreign nationals are prohibited from donating to candidates running for federal office in the U.S. [read post]
31 Mar 2022, 10:51 am
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
29 Mar 2022, 5:04 pm
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
24 Mar 2022, 8:53 pm
” Patel v. 7-Eleven, Inc., No. 17-11414 (D. [read post]
24 Mar 2022, 6:55 am
His previous employers were National Securities Corporation (CRD#:7569) and Prime Capital Services, Inc. [read post]
22 Mar 2022, 11:16 am
Late last week, the National Labor Relations Board last week issued a Complaint and Notice of Hearing that could, if successful, make the act of misclassifying workers as independent contractors a violation of the National Labor Relations Act. [read post]
17 Mar 2022, 12:08 pm
Paul Koch was reportedly affiliated with the following firms during his career, among others, according to FINRA: 10/26/2018 – 02/04/2022, RBC CAPITAL MARKETS, LLC (CRD#:31194), Wayzata, MN, 01/28/2009 – 11/07/2018, UBS FINANCIAL SERVICES INC. [read post]
16 Mar 2022, 2:35 pm
Bruce Church, Inc. [read post]
11 Mar 2022, 11:36 am
The National Judicial College National Tribal Judicial Center Program Attorney. [read post]
9 Mar 2022, 7:47 pm
Aside from the added SEC requirements directly applicable to market participating or influencing companies, the protections intended to protect investors against undisclosed or improperly managed cyber-related risks to their investments also are likely to impact the cybersecurity practices of organizations that provide investments or investment related services with respect to employee benefit plans and the disclosures they provide. [read post]
8 Mar 2022, 6:10 am
For example, women union leaders in the garment industry have been a driving force in anti-military protests. [read post]
4 Mar 2022, 6:01 am
Canellos, Milbank LLP, on Wednesday, March 2, 2022 Tags: Cybersecurity, Disclosure, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation Is Economic Nationalism in Corporate Governance Always a Threat? [read post]