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23 Apr 2015, 7:23 am
am just back from presenting at the New York Stock Exchange’s program on Cyber Risks and the Boardroom, where I presented on The Role of Cyber Insurance. [read post]
7 Feb 2005, 5:25 am
[JURIST] Leading Monday's corporations and securities law news, the Justice Department [official website] is investigating as many as 20 individual specialists on the floor of the New York Stock Exchange (NYSE) [official website] over allegations of using illegal trading practices to cheat customers. [read post]
21 Jul 2017, 8:07 am
A Maryland firm rang the New York Stock Exchange’s ceremonial bell on Friday to signal the start of trading. [read post]
30 Mar 2004, 2:40 pm
In Tuesday's corporations and securities law news, the SEC has finalized $241 million settlement with five New York Stock Exchange specialist firms accused of violating securities laws by depriving clients of fair trades and possibly better prices when they executed their own orders ahead of the customers [read post]
30 May 2023, 8:34 pm
Peakstone Realty Trust Investors May Have Reason To Be Wary Our Skilled REIT Investor Loss Attorneys Can Help You Explore Your Legal Options With Peakstone Realty Trust (NYSE: PKST), formerly Griffin Realty Trust, recently joining the New York Stock Exchange, and the dramatic reduction to the net asset value that its stock traded at, investors may have reason for concern. [read post]
16 Feb 2022, 12:32 pm
Malecki, Co-Chair of the New York State Bar Association’s Securities Arbitration Committee, to Moderate a Timely Discussion on the Future of Investor Arbitrations appeared first on New York Securities Fraud Lawyers Blog. [read post]
1 Oct 2007, 9:47 pm
INTRODUCTION: In this Post-post-Enron era, people are moving from the regulatory boom to a new awareness of the costs of the Sarbanes-Oxley (SOX) Act.[1] One of this awareness is that SOX hurts the competitiveness of New York Stock Exchange (NYSE) in the cross-listing market. [read post]
27 Sep 2007, 10:47 pm
INTRODUCTION: In this Post-post-Enron era, people are moving from the regulatory boom to a new awareness of the costs of the Sarbanes-Oxley (SOX) Act.[1] One of this awareness is that SOX hurts the competitiveness of New York Stock Exchange (NYSE) in the cross-listing market. [read post]
19 Sep 2022, 2:53 pm
Human rights activists gathered Monday in front of the New York Stock Exchange (NYSE) to protest the visit of Philippines president Ferdinand “Bongbong” Romualdez Marcos Jr. [read post]
10 Jan 2024, 9:02 pm
Listing on the New York Stock Exchange requires U.S. [read post]
12 Oct 2007, 12:52 am
The SEC says a few of these illegal operations took place in bars and restaurants throughout New York City where participants passed around payments worth thousands of dollars. [read post]
8 Dec 2020, 1:55 am
A stock transfer tax could easily raise nothing at all, while depressing other sources of tax collections, by causing New York-based exchanges to relocate—a seismic shift that is nonetheless quite feasible in today’s highly interconnected economy, and which would be devastating for New York. [read post]
3 May 2016, 10:28 am
Pollock in the SEC’s New York office. [read post]
7 May 2011, 7:16 am
Ironically, the same issue of the WSJ reports that Chuck Schumer is “favoring the German deal as the best way to protect New York. [read post]
1 Jan 2022, 12:23 pm
Today things are different in New York. [read post]
15 Feb 2012, 9:50 pm
Read the entire article, “Oregon seeks to co-lead suit against Bank of New York Mellon" [read post]
26 Jan 2012, 8:23 am
The New York Stock Exchange has taken a new position on “broker votes” that will make it more difficult for some U.S. companies to get shareholder approval for management proposals to declassify their boards or to repeal supermajority rules. [read post]
1 Jul 2008, 1:04 pm
The latest: A New York appeals court has tossed out a summary judgment decision that ex-New York Stock Exchange Chairman Richard Grasso must return a portion of his $187.5 million compensation package. [read post]
27 Aug 2006, 12:30 pm
The United States Department of Justice, the Securities and Exchange Commission, the National Association of Securities Dealers and the New York Stock Exchange, are expected to announce a civil settlement with Prudential Financial Inc. on Monday. [read post]
5 Jun 2012, 1:22 pm
(“HTA”) recently announced that Wells Fargo Securities, LLC will advise the Company in connection with the listing of its Class A common stock on the New York Stock Exchange (“NYSE”). [read post]
