Search for: "Officer Oxley"
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22 Apr 2015, 2:13 pm
FMR LLC, 134 S.Ct. 1158 (2014), which expanded Sarbanes-Oxley’s whistleblower protections to employees of private companies who contract with public companies. [read post]
10 Jan 2012, 1:36 pm
[Harding] called for security but when the officer arrived [his manager] told the officer that [Harding] had attacked him and was to leave immediately. [read post]
7 Dec 2009, 4:13 am
I'm happy to say that I'm heading down there this morning to watch the Supreme Court deliberate the future of the PCAOB (and possibly reshape other aspects of Sarbanes-Oxley too - see this Bloomberg article) when it considers Free Enterprise Fund v. [read post]
16 Sep 2014, 11:40 am
These governmental offices were established to fill out and enforce on an ongoing basis legislation that increasingly merely set goals, targets or objectives and delegated the details to organizations charged with their realization. [read post]
28 Jun 2010, 11:28 am
PCAOB has an enormously broad Congressional mandate to create rules and enforce them under Sarbanes-Oxley. [read post]
2 Aug 2019, 9:10 am
However, over the same time period, it has seen a 34% reduction in claims under Sarbanes-Oxley. [read post]
26 Feb 2010, 5:11 pm
This approval generally comes from the SEC Office of Chief Accountant. [read post]
4 Oct 2010, 4:55 am
The SEC will also establish five new Offices this month: Whistleblowers, Credit Ratings, Investor Advocate, Women and Minority Inclusion and Municipal Securities. [read post]
9 Feb 2007, 12:02 pm
The court asked our office to be Lawrence’s court-appointed counsel. “Within days, we learned that there were about 2 million pages of potentially relevant documents in several cities along the West Coast. [read post]
14 Jul 2017, 3:21 pm
The earlier Sarbanes-Oxley Act of 2002 (SOX), which was a measure in its own right to address the failings that led to the 2001 financial crisis, provides civil protections to employees (including officers or subcontractors) of a publicly traded company against any kind of retaliation by the employer. [read post]
14 Dec 2006, 3:50 am
"Directors' and Officers' LiabilityThursday, December 14, 2006By Joseph M. [read post]
6 Oct 2008, 3:00 pm
The only corporate governance provisions related to executive compensation, provisions that preempted Delaware law by having the federal government for the first time set some of the standards for officer pay. [read post]
26 Jul 2006, 1:17 pm
Despite concerns expressed by a number of commenters, the CD&A will be filed and thus be a part of the disclosure subject to Sarbanes-Oxley certification by a company's principal executive officer and principal financial officer.Rather than eliminate the currently required compensation committee report, as proposed, the SEC will require a new furnished compensation committee report, with a statement of whether the compensation committee has reviewed and discussed the… [read post]
9 Nov 2021, 3:50 am
Under the Sarbanes-Oxley Act, the SEC has the authority to select the members and the Chairperson of the Board of the PCAOB. [read post]
22 Apr 2013, 12:40 pm
Lauren, a Member of the Firm in the New York office, is actively involved in Epstein Becker Green’s Financial Services Subpractice Group. [read post]
2 Jun 2006, 3:31 pm
"Is that a clever way to avoid jealousies in a law firm with offices in many cities that must necessarily pay differential wages in different locations? [read post]
9 Dec 2010, 3:22 pm
About The Employment Law Group® The Employment Law Group® is one of the Washington, D.C. area’s premier employment law firms with offices in San Francisco and Los Angeles. [read post]
6 Mar 2012, 1:28 pm
At issue was statutory language providing that no “publicly traded companies … or any officer, employee, contractor, subcontractor or agent of such company” may retaliate “against an employee. [read post]
26 Apr 2007, 8:57 am
These dynamics have changed significantly with the adoption of Sarbanes-Oxley. [read post]
22 Apr 2013, 12:40 pm
Lauren, a Member of the Firm in the New York office, is actively involved in Epstein Becker Green’s Financial Services Subpractice Group. [read post]
