Search for: "Ontario Securities Commission"
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4 Oct 2019, 5:52 am
Securities prospectuses filed with and published by financial regulators? [read post]
22 Dec 2008, 4:17 pm
The new licences raised both privacy and security concerns. [read post]
18 Aug 2024, 4:00 am
British Columbia (Securities Commission), 2022 BCCA 274; 2024 SCC 28 (40396) The Commission found that the Poonians had contravened s. 57(a) (now s. 57(1)(a)) of the Securities Act. [read post]
4 Dec 2013, 4:00 am
Ontario 2013 ONSC 7244[1] The Plaintiff brings this action against the Ontario Securities Commission (“OSC”), its Chair, several of its staff members, the Crown, and the Attorney General of Ontario, claiming damages for misfeasance in public office and a number of different causes of action. [read post]
17 Dec 2017, 4:16 pm
Canada The Premier of Ontario, Kathleen Brown, has sued the leader of the opposition in Ontario, Patrick Brown for libel. [read post]
16 Oct 2019, 5:59 am
” Ortis faces two charges under Section 22—the section that governs acts “done in preparation of the commission of [an] offence. [read post]
23 Jan 2012, 3:10 am
pour la Commission d’enque? [read post]
15 Mar 2011, 7:21 am
It has the power to issue administrative monetary penalties and did so as recently as last month involving a credit union in Ontario. [read post]
4 Oct 2013, 4:25 am
Here are some of the latest entries: - Ontario Securities Commission Consults on Board Diversity - Debate Begins on PCAOB's Audit Report Proposal - Federal Court: Skeptical Whether Dodd-Frank Extraterritorial Jurisdiction Provision Overturns Morrison in Government Actions - Notes: ABA's FINRA Corporate Financing Rules Subcommittee - Survey: Two-Thirds of CEOs Don't Receive Outside Leadership Advice - But Nearly All Want It - Broc Romanek [read post]
4 Dec 2006, 7:11 am
A Canadian institution, the Ontario Teachers' Pension Plan Board, served as a lead plaintiff in the Nortel Networks litigation that resulted in a $2.47 billion settlement in February. [read post]
25 Jul 2024, 4:00 am
Overrepresentation of Indigenous and Black individuals in Canadian jails and prisons, and systemic racism in the criminal justice system, have been well documented in numerous studies and inquiries.[1] The Ontario Court of Appeal acknowledged this systemic issue over thirty years ago in R v Parks, 1993 CanLII 3383. [read post]
20 Jun 2010, 8:22 pm
Ontario v. [read post]
27 Mar 2017, 4:00 am
A major review[1] of the laws related to legal capacity, decision-making and guardianship in Ontario was just wrapped up by the Law Commission of Ontario (“LCO”) and, thankfully, it is abundantly clear that the final 467 page report is based on hearing from people on the ground – patients, families, health professionals, lawyers, ethicists, advocates, and many others. [read post]
12 Aug 2023, 5:34 pm
IOSCO/MR/19/2023 Madrid, 25 July 2023 MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones de Valores المنظمة الدولیة… [read post]
27 Mar 2012, 7:44 am
FIT 2.0 will take several steps to boost participation by Ontario citizens. [read post]
11 Jan 2022, 4:00 am
Commission members documented violations, collecting testimonies from hundreds of witnesses. [read post]
2 Aug 2012, 6:08 pm
Update: The Nova Scotia Securities Commission has now issued Blanket Order 51-506, similar to that of Alberta and British Columbia. [read post]
1 Nov 2012, 8:51 pm
Federal Trade Commission (FTC) issued a Staff Report, entitled “Facing Facts: Best Practices for Common Uses of Facial Recognition Technologies”. [read post]
22 Nov 2010, 6:42 am
" And it appears that one partner at Davies Ward Phillips & Vineberg was involved in an insider trading conspiracy involving three other individuals, according to the Ontario Securities Commission. [read post]
28 Oct 2009, 7:49 am
"His Canadian partner, "ceased practising law and engaged in the illegal insider trading scheme full-time" starting in 1997, according to the Ontario Securities Commission, and recently plead guilty to $9M insider trading scheme.What this means for your firmFrom a risk management perspective, firms have a responsibility to tightly control access to confidential insider information. [read post]
