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26 Jun 2024, 12:15 am
I was therefore heartened by the recent statement by Commissioners Hester Peirce and Mark Uyeda on the SEC's recent settlement of administrative proceeding against R.R. [read post]
21 Oct 2021, 6:35 am
Commissioners Peirce and Roisman also noted that the Commission had recently adopted a regulation to address quoted spreads in the National Best Bid or Offer (NBBO) regarding best execution for retail investors.Commissioners Peirce and Roisman summarized their understanding of the GameStop report thus: “In the wake of an anomalous market event, it can be tempting to identify a convenient scapegoat and leverage the event to pursue regulatory actions without regard to the… [read post]
27 Jul 2018, 8:59 am
In her vigorous dissent, Commissioner Peirce argued that the application satisfied the statutory standard and that the SEC should permit BZX to list and trade the Winklevoss bitcoin ETF. [read post]
1 Sep 2022, 8:35 am
“The Commission’s whistleblower program is successful, increasingly so in recent years,” says Peirce. [read post]
29 Jan 2021, 3:21 pm
On January 29, Acting SEC Chair Allison Lee and SEC Commissioners Hester Peirce, Elad Roisman, and Caroline Crenshaw released a statement regarding the recent market volatility. [read post]
1 Aug 2017, 3:03 am
John blogged a few weeks back about Hester Peirce being (re-)nominated as a SEC Commissioner. [read post]
8 Mar 2019, 3:02 am
The “Token Taxonomy Act” Last month, I blogged about Commissioner Peirce’s comments calling for a lighter touch when it comes to regulating “decentralized” tokens. [read post]
28 Jul 2023, 6:30 am
Peirce, U.S. [read post]
8 Mar 2024, 6:30 am
Peirce, U.S. [read post]
8 Mar 2024, 6:30 am
Peirce, U.S. [read post]
13 Mar 2020, 3:00 am
” For some reason, Hester Peirce tweeted a photo of a cherry cobbler with “404” baked into it (your guess is as good as mine, folks). [read post]
28 Jul 2023, 6:30 am
Peirce, U.S. [read post]
20 Aug 2020, 3:00 am
Hester Peirce is Okay with “Crypto Mom” Moniker SEC Commissioner Hester Peirce was just reconfirmed by the Senate – along with new Commissioner Caroline Crenshaw. [read post]
9 Nov 2022, 9:03 pm
Commissioner Peirce questioned the SEC’s need to look out for both retail and accredited investors. [read post]
22 Jun 2020, 3:03 am
If and when Jay does leave the SEC, many speculate that Hester Peirce, as the most senior remaining Republican Commissioner, would be appointed to the role of Chair for the time-being. [read post]
14 Feb 2019, 3:00 am
SEC’s Peirce Says “Lighten Up” On Howey For The Crypto The Howey test considers “investment contracts” to be securities if they involve an investment of money in a common enterprise with an expectation of profit to be derived “solely from the efforts of others. [read post]
28 May 2014, 1:07 pm
Peirce argued that this legislation is still necessary. [read post]
14 Apr 2021, 3:03 am
Commissioner Hester Peirce released a Public Statement about the ESG risk alert providing some added context. [read post]
18 Apr 2019, 3:00 am
SEC Commissioner Hester Peirce. [read post]
3 Sep 2016, 8:18 pm
Pragmatism here is understood in a very specific way, with a nod toward Charles Sanders Peirce and the semiotics oriented American pragmatic school, the Metaphysical Club, with origins after 1870. [read post]
