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22 Oct 2019, 3:15 am by Broc Romanek
Meanwhile, two Senators have sent this letter to SEC Chair Clayton asking what is going on with the PCAOB, including why Commissioner Peirce received such a new prominent role overseeing the PCAOB and why the PCAOB’s General Counsel and Enforcement head positions have been vacant for so long… SEC Seeking Ideas So Small-Caps Not So Thinly Traded… Last week, the SEC issued this statement asking for ideas how to boost the liquidity of stocks that currently are thinly… [read post]
16 Oct 2019, 3:00 am by John Jenkins
If the replacement of the reportedly “Democrat-aligned” Hamm with a Trump Administration insider wasn’t enough to raise eyebrows, the SEC’s second press release went on to announce that Commissioner Hester Peirce – who is, to say the least, not a fan of Section 404 of the Sarbanes-Oxley Act – would “lead the Commission’s coordination efforts with the Board of the PCAOB. [read post]
11 Oct 2019, 1:03 pm by Astarita
The Securities and Exchange Commission today announced the appointment of Rebekah Goshorn Jurata as a Board member of the Public Company Accounting Oversight Board (PCAOB) for a term ending October 24, 2024. [read post]
29 Sep 2019, 6:44 am
There were, however, some notable exceptions, such as Representative Katie Porter’s pointed questioning of Commissioner Hester Peirce with regard to her views on ESG disclosure. [read post]
24 Sep 2019, 3:39 pm by Scott H. Kimpel
Peirce, dubbed “Crypto Mom” by some in the crypto community. [read post]
28 Aug 2019, 12:26 pm by Walter Olson
Securities and Exchange Commissioner Hester Peirce has some critical comments on the California legislation signed by outgoing Gov. [read post]
12 Aug 2019, 7:39 am by John Jascob
Capital markets match people with ideas with people with money, and this can lead to products that improve society, Peirce explained. [read post]
2 Aug 2019, 10:56 am by John Jascob
Regulatory competition could allow U.S. regulators to see what works well and what does not, Peirce said. [read post]
23 Jul 2019, 4:30 pm by Kevin LaCroix
  Commissioner Peirce’s dissent not only contested the disapproval of what would have been the first exchange-traded vehicle of cryptocurrency, but it also became rallying cry for bitcoin believers who argue that it’s not the role of regulators to tell investors where they can invest. [read post]
15 Jul 2019, 5:50 pm by Steve Bainbridge
Keith Paul Bishop reports on Commissioner Pierce's comments to the Society for Corporate Governance: The text of the bill explicitly makes a business case to justify the law’s existence; it points to... [[ This is a content summary only. [read post]