Search for: "Private Capital Investments, LLC"
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6 May 2020, 6:29 am
Advisor Rena Morris (Morris), currently employed by Lighthouse Capital Group, LLC (Lighthouse Capital Group, LLC), has been subject to at least two customer complaints during the course of her career. [read post]
4 May 2020, 6:39 am
Advisor Stephen Holt (Holt), currently employed by Lighthouse Capital Group, LLC (Lighthouse Capital Group, LLC), has been subject to at least two customer complaints during the course of his career. [read post]
4 May 2020, 12:16 am
The investment was not in a private equity firm. [read post]
3 May 2020, 12:33 pm
Private placements allow many small companies to efficiently raise capital. [read post]
1 May 2020, 6:02 am
Corporations Posted by Jens Dammann (University of Texas) and Horst Eidenmueller (University of Oxford), on Tuesday, April 28, 2020 Tags: Accountability, Accountable Capitalism Act, Board monitoring, Board oversight, Board performance, Boards of Directors, Codetermination, Corporate culture, Germany, International governance, Shareholder value, Stakeholders COVID-19 and Corporate Governance: Key Issues for Public Company… [read post]
25 Apr 2020, 7:37 am
The Delaware Chancery Court recently ruled that municipal bond powerhouse Nuveen LLC improperly used “lies” and “threats” in a successful campaign to damage the business of much smaller rival Preston Hollow Capital LLC but it declined to enjoin the alleged wrongs because Nuveen had discontinued them in Preston Hollow Capital LLC v. [read post]
21 Apr 2020, 12:37 pm
As a result, issuers will be able to raise capital in private transactions without the need for multiple investors as long as minimum price requirements are met as discussed above. [read post]
17 Apr 2020, 5:48 am
Alternative investments such as private placements and non-traded REITs are known for high sales commissions and due diligence fees. [read post]
14 Apr 2020, 7:55 am
The company has offices in New York and California and is an affiliate of SQN Capital Management LLC, a registered investment advisor with the U.S. [read post]
14 Apr 2020, 6:55 am
Lopez discloses that he operates a number of outside businesses, some of which are investment related, including Cristobal Eden Partners, LLC, Lopez Brothers Distribution, LLC, Gallop Investment Partners, LLC, Cordero Diego, LLC, and Texas Regional Bank. [read post]
13 Apr 2020, 4:19 pm
Notably, the increase in frequency of Exchange Act securities class actions since 2018 has coincided with the end of the longest running bull market in U.S. history.[12][13] As a result, more fervent shareholder recovery efforts can be expected as the fiduciary duties of institutional investment managers are tested and global investors in the U.S. capital markets seek nontraditional equity investment returns. [read post]
7 Apr 2020, 11:49 am
Investors in these structured debt and equity financings likely will include commercial credit companies making asset-backed loans, private equity, distressed asset investment funds, family offices and other private investors interested in assisting in the survival and success of SMBs. [read post]
7 Apr 2020, 11:49 am
Investors in these structured debt and equity financings likely will include commercial credit companies making asset-backed loans, private equity, distressed asset investment funds, family offices and other private investors interested in assisting in the survival and success of SMBs. [read post]
6 Apr 2020, 12:00 pm
Experts included Jonny Miller, Vice President, Revelstoke Capital Partners LLC; Jim Moskal, Managing Director, Livingstone Partners; Aaron Osmundson, Managing Director, Quadriga Partners; Whit Polley, Chief Development Officer, Angels of Care Pediatric Home Health; and Pete Tedesco, Principal, Health Enterprise Partners. [read post]
3 Apr 2020, 6:03 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, April 3, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of March 27–April 2, 2020 The Impact of COVID-19 on Executive Compensation Posted by Greg Arnold and Todd Sirras, Semler Brossy Consulting Group, LLC, on Friday, March 27, 2020 Tags: Boards of Directors, COVID-19, Executive Compensation, Incentives, Market… [read post]
29 Mar 2020, 7:56 am
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000… [read post]
16 Mar 2020, 1:54 pm
This decision opens a window for potential liability for misstatements beyond the Supreme Court’s prior decision in Janus Capital Group, Inc. v. [read post]
13 Mar 2020, 6:31 am
Securities and Exchange Commission, on Saturday, March 7, 2020 Tags: Accredited investors, Capital formation, Equity offerings, Private firms, Regulation D, SEC, SEC rulemaking, Securities regulation, Solicitation Statement by Commissioner Peirce on Proposed Amendments for Facilitating Capital Formation and Expanding Investment Opportunities Posted by Hester M. [read post]
12 Mar 2020, 6:49 am
Agora Financial, LLC, 2020 WL 998734, No. 1:19-cv-3100-SAG (D. [read post]
11 Mar 2020, 2:34 pm
Michael Williams and Kinetic Investment Group Invested a Significant portion of the Sub Fund’s Assets in a Private Start Up Company Owned by Williams. [read post]
