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2 May 2012, 6:29 am by Mark Astarita
., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
30 Apr 2012, 11:43 am by Jeff Klein
The Boulder business lawyers at Laszlo & Associates, LLC provide legal counsel to businesses on a variety of business needs including products liability, risk management, corporate protection and legal compliance. [read post]
21 Apr 2012, 5:06 pm by INFORRM
The earlier decision on a (failed) summary judgment application by Facebook has garnered more attention and comment since, and rightly so: the attempt to constrain Facebook’s use of users profiles as part their ‘sponsored story’ advertising has far-reaching implications, for their business model, and for [read post]
24 Mar 2012, 4:10 pm
Other high profile securities cases involving famous athletes include the 2009 SEC case against Triton Financial LLC and investment advisor Kurt B. [read post]
23 Mar 2012, 1:29 pm by Bexis
Texas Roadhouse Holdings, LLC, 2011 WL 7560647 (Mag. [read post]
23 Mar 2012, 11:13 am by Wahab & Medenica LLC
NOTE 5 Monitoring of social media profiles and information should be consistent regardless of their race, gender, or other protected class status. [read post]
19 Mar 2012, 11:11 am by N. Peter Rasmussen
The investigation resulted in two settled enforcement actions last year against AXA Rosenberg Group LLC and Barr M. [read post]
14 Mar 2012, 7:24 am by D. Daxton White
  Had the adviser researched the investment product, it may have discovered problems that would lead it not to recommend the product. [read post]
1 Mar 2012, 12:30 pm
Speaking of antitrust counterclaims in high profile trade secret cases, Kolon continues to take it on the chin in its dispute with DuPont. [read post]
29 Feb 2012, 6:39 pm by Eric Schweibenz
  Specifically, the ALJ held that the products Schweitzer alleged to practice claim 12 of the ‘753 patent were not shown to have the required gradually changing permeability profiles. [read post]
27 Feb 2012, 1:16 pm by Harrison
However, despite their profile, many of these companies are difficult to value, as the issuers may not make financial statements publicly available. [read post]
27 Feb 2012, 1:16 pm by Harrison
However, despite their profile, many of these companies are difficult to value, as the issuers may not make financial statements publicly available. [read post]
3 Feb 2012, 6:57 am by The Editors
Loop users communicate through their individual networking profiles, similar to other social networks. [read post]
20 Jan 2012, 2:46 pm by Keith Griffin
Two high-profile cases occurred in 2009, when the Securities and Exchange Commission (SEC) filed fraud charges against Medical Capital Holdings and Provident Royalties LLC over the private placements issued by both entities. [read post]