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7 Dec 2010, 6:33 am
Rather, the funds were actually launched by the investment adviser by and through its parent corporation, which sponsored the funds and provided the initial seed capital. [read post]
25 May 2017, 7:58 am
Unfortunately, the high sales commissions associated with non-traded REITs often provides some broker dealers with enough incentive to overlook suitability requirements. [read post]
15 May 2024, 9:05 pm
Opponents, however, criticize this approach for associating conservation with regressive funds that exploit low-income individuals who are unlikely to have the time or money to enjoy state parks. [read post]
19 Sep 2017, 11:54 am
In a complaint and proposed consent order filed in federal court, the CFPB is seeking to prevent Top Notch, its owner Rory Donadio, and his business associate John “Gene” Cavalli from offering or providing such products in the future, and to require them to pay $70,000 in civil money penalties to the CFPB’s Civil Penalty Fund. [read post]
9 Oct 2017, 8:05 am
(m) Without unit owners’ approval, borrow money and pledge association assets as collateral to fund emergency repairs and carry out the duties of the association when operating funds are insufficient. [read post]
1 Nov 2010, 5:34 pm
Broadly, in its letter to the SEC, the Managed Funds Association asked the Commission to consider the appropriate regulatory framework for hedge fund and private investment fund advisers against the backdrop of a hedge fund industry that, while important to the capital markets, is relatively small in size and scope when considered in the context of the wider financial market landscape. [read post]
20 Apr 2020, 7:34 am
Assessments provide the funds necessary for the community association to fund its annual budget. [read post]
20 Apr 2020, 7:34 am
Assessments provide the funds necessary for the community association to fund its annual budget. [read post]
13 Jan 2018, 11:54 am
Congress should: incentivize states to adopt equitable public school finance systems that provide meaningful educational opportunity, promote student achievement for all students, and close achievement gaps where they exist; incentivize states to ensure adequate funding for students with disabilities, without incentivizing classifying students into special education incentivize states to invest in facilities which can help to… [read post]
6 Dec 2018, 6:51 am
The decision was made by a FINRA Hearing Panel on November 12, 2018, and stated that Harrington is barred from associating with any member firm, ordered to pay $105,000, plus interest, in restitution to the member firm and ordered to pay $190,974.64, plus interest, in disgorgement to FINRA, FINRA states. [read post]
10 Jun 2014, 10:39 am
The post SCAM ALERT: Phone Scam Alleging Association with USDA Farm Service Agency appeared first on Cooper, Adel & Associates. [read post]
30 Dec 2011, 11:23 am
www.colefrieman.com Clients, Friends, Associates: Although we are late in publishing this year-end planning memo, we believe it may still be helpful for managers on this last day of 2011 and into the new year. [read post]
16 May 2024, 5:55 am
Since June 2022, the Global Survivors Fund (GSF) and the Association for the Detained and Missing of Sednaya Prison (ADMSP), which we each work for respectively, along with the Centre for Victims of Torture, have been implementing an interim reparative measures project in southern Türkiye for survivors of Syrian detention centers. [read post]
28 Jun 2024, 4:00 am
Plaintiff is a local YWCA which operates a Reproductive Health Fund that provides financial support for county residents for reproductive health care, including abortion services. [read post]
23 Sep 2011, 9:24 am
Assistant United States Attorneys Aunnie Steward and Joe Bottini, who presented the case to the grand jury, indicated that the law provides for a maximum total sentence of 20 years in prison, a fine of $250,000 or both on each count. [read post]
2 May 2012, 3:41 pm
They have also had to cut their acquisitions budget, end their role in national inter-library loan activities, and cut the National Archival Development Program, which has provided funding to Canadian archival organizations to increase their capacity to preserve archival materials and make them available to Canadians (...) [read post]
17 May 2012, 9:01 am
Silicon Valley firms and the National Venture Capital Association lobbied strongly for passage of the Act, arguing that it will ease the regulatory burdens on emerging companies and facilitate capital formation. [read post]
7 Mar 2022, 2:25 pm
See also RCW 61.12.150 (providing for disbursement of Surplus Funds following a judicial foreclosure). [read post]
12 Mar 2008, 12:23 am
Volante Online today reports that, applying this provision, the University's Student Senate rejected general funding for the Student Secular Association-- though it can still request funds for speakers. [read post]
19 Sep 2009, 8:04 am
On September 14th, the Senate voted 83-7 to withhold further funds. [read post]
